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REGULUS THERAPEUTICS INC
REGULUS THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 96 Institutional holders with a total value of $231,241,437.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 7,787,929 50,933,000 22.03%
2 WELLINGTON MANAGEMENT GROUP LLP 4,217,986 27,586,000 11.93%
3 RA CAPITAL MANAGEMENT, L.P. 4,039,823 26,420,000 11.43%
4 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 2,213,064 14,474,000 6.26%
5 Capital World Investors 2,015,000 13,178,000 5.70%
6 Foresite Capital Management II, LLC 1,750,269 11,447,000 4.95%
7 BlackRock Fund Advisors 1,481,195 9,687,000 4.19%
8 VANGUARD GROUP INC 1,023,066 6,691,000 2.89%
9 AXA S.A. 927,022 6,063,000 2.62%
10 Cormorant Asset Management, LP 896,522 5,863,000 2.54%
11 BlackRock Institutional Trust Company, N.A. 680,655 4,451,000 1.92%
12 GOLDMAN SACHS GROUP INC 680,496 4,450,000 1.92%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 382,331 2,500,000 1.08%
14 ORACLE INVESTMENT MANAGEMENT INC 374,532 2,449,000 1.06%
15 SABBY MANAGEMENT, LLC 356,504 2,332,000 1.01%
16 Abingworth LLP 327,350 2,138,000 0.92%
17 STATE STREET CORP 324,565 2,120,000 0.92%
18 NORTHERN TRUST CORP 309,289 2,022,000 0.87%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 301,700 1,973,000 0.85% Put
20 C WorldWide Group Holding A/S 300,000 1,962,000 0.85%
21 WELLS FARGO & COMPANY/MN 264,037 1,727,000 0.75%
22 AMERIPRISE FINANCIAL INC 260,655 1,704,000 0.74%
23 Foresite Capital Management II, LLC 250,000 1,635,000 0.71% Put
24 Foresite Capital Management II, LLC 250,000 1,635,000 0.71% Call
25 South Dakota Investment Council 240,330 1,572,000 0.68%
26 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 227,600 1,489,000 0.64%
27 Rhenman & Partners Asset Management AB 200,000 1,308,000 0.57%
28 ROYAL BANK OF CANADA 195,311 1,276,000 0.55%
29 COLUMBIA PARTNERS L.L.C. INVESTMENT MANAGEMENT 187,876 1,228,000 0.53%
30 GEODE CAPITAL MANAGEMENT, LLC 180,027 1,177,000 0.51%
31 EVENTIDE ASSET MANAGEMENT, LLC 160,516 1,050,000 0.45%
32 TOCQUEVILLE ASSET MANAGEMENT L.P. 140,950 922,000 0.40%
33 CREDIT SUISSE AG/ 134,545 879,000 0.38%
34 PRICE T ROWE ASSOCIATES INC /MD/ 119,700 783,000 0.34%
35 Bank of New York Mellon Corp 117,302 767,000 0.33%
36 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 108,900 712,000 0.31%
37 Trellus Management Company, LLC 100,000 654,000 0.28%
38 BlackRock Investment Management, LLC 97,965 641,000 0.28%
39 TIAA CREF INVESTMENT MANAGEMENT LLC 96,506 631,000 0.27%
40 DAFNA Capital Management LLC 90,000 589,000 0.25%
41 WEDBUSH SECURITIES INC 86,295 564,000 0.24%
42 ARGONAUT CAPITAL MANAGEMENT CORP 75,000 491,000 0.21%
43 Amici Capital, LLC 75,000 491,000 0.21%
44 CITADEL ADVISORS LLC 72,093 471,000 0.20%
45 DEUTSCHE BANK AG\ 71,611 467,000 0.20%
46 UNITED SERVICES AUTOMOBILE ASSOCIATION 68,600 449,000 0.19%
47 D. E. Shaw & Co., Inc. 51,834 339,000 0.15%
48 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 51,464 337,000 0.15%
49 AQR CAPITAL MANAGEMENT LLC 51,151 335,000 0.14%
50 BRIDGEWAY CAPITAL MANAGEMENT, LLC 50,000 327,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.