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REGULUS THERAPEUTICS INC COM
REGULUS THERAPEUTICS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 51 Institutional holders with a total value of $99,570,167.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Japan Co. Ltd 1 0 0.00%
2 AMERIPRISE FINANCIAL INC 200 1,000 0.00%
3 Ground Swell Capital, LLC 416 3,000 0.00%
4 CITIGROUP INC 691 4,000 0.00%
5 ALLIANCEBERNSTEIN L.P. 700 5,000 0.01%
6 BNP PARIBAS FINANCIAL MARKETS 1,095 7,479 0.01%
7 UBS AG 1,600 11,000 0.01% Call
8 Tower Research Capital LLC (TRC) 2,340 16,000 0.02%
9 MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,042 34,000 0.03%
10 BARCLAYS PLC 5,650 34,000 0.03%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,000 34,000 0.03%
12 UBS AG 8,000 55,000 0.06%
13 AMERICAN INTERNATIONAL GROUP, INC. 8,970 61,265 0.06%
14 MORGAN STANLEY 10,441 72,000 0.07%
15 Nationwide Fund Advisors 10,560 72,000 0.07%
16 RHUMBLINE ADVISERS 10,927 75,000 0.08%
17 DEUTSCHE BANK AG\ 14,491 98,000 0.10%
18 LPL Financial LLC 18,100 121,000 0.12%
19 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 18,100 124,000 0.12%
20 TEACHERS ADVISORS, LLC 19,288 132,000 0.13%
21 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 25,217 172,000 0.17%
22 DekaBank Deutsche Girozentrale 25,500 174,000 0.17%
23 ProShare Advisors LLC 27,809 190,000 0.19%
24 Verity Asset Management, Inc. 29,602 202,000 0.20%
25 BlackRock Investment Management, LLC 40,302 275,000 0.28%
26 TIAA CREF INVESTMENT MANAGEMENT LLC 46,165 315,000 0.32%
27 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 47,600 325,000 0.33%
28 Weiss Multi-Strategy Advisers LLC 60,000 410,000 0.41%
29 PRUDENTIAL FINANCIAL INC 61,900 423,000 0.42%
30 Bank of New York Mellon Corp 63,398 433,000 0.43%
31 Callan Capital, LLC 80,000 546,000 0.55%
32 ROYAL BANK OF CANADA 99,223 678,000 0.68%
33 BlackRock Institutional Trust Company, N.A. 114,328 781,000 0.78%
34 GEODE CAPITAL MANAGEMENT, LLC 119,203 814,000 0.82%
35 STATE STREET CORP 126,337 863,000 0.87%
36 SCHRODER INVESTMENT MANAGEMENT GROUP 142,668 974,423 0.98%
37 NORTHERN TRUST CORP 146,820 1,003,000 1.01%
38 BVF INC/IL 184,999 1,264,000 1.27%
39 WELLS FARGO & COMPANY/MN 187,277 1,279,000 1.28%
40 BLACKROCK ADVISORS LLC 197,966 1,352,000 1.36%
41 Cormorant Asset Management, LP 200,000 1,366,000 1.37%
42 MARXE AUSTIN W & GREENHOUSE DAVID M 225,000 1,537,000 1.54%
43 JENNISON ASSOCIATES LLC 323,199 2,207,000 2.22%
44 Abingworth LLP 327,350 2,242,000 2.25%
45 PRICE T ROWE ASSOCIATES INC /MD/ 337,567 2,306,000 2.32%
46 VANGUARD GROUP INC 472,740 3,229,000 3.24%
47 GOLDMAN SACHS GROUP INC 761,761 5,203,000 5.23%
48 BlackRock Fund Advisors 852,959 5,826,000 5.85%
49 WELLINGTON MANAGEMENT GROUP LLP 1,050,980 7,179,000 7.21%
50 HealthCor Management, L.P. 1,550,000 10,587,000 10.63%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.