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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 84 Institutional holders with a total value of $192,418,731.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Alexandria Capital, LLC 20 3,000 0.00%
3 INR ADVISORY SERVICES LLC 27 3,000 0.00%
4 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 55 7,000 0.00%
5 SEI INVESTMENTS CO 60 7,000 0.00%
6 WESPAC ADVISORS SOCAL, LLC 70 8,731 0.00%
7 KRILOGY FINANCIAL LLC 77 10,000 0.01%
8 Tower Research Capital LLC (TRC) 95 12,000 0.01%
9 SECURITY NATIONAL TRUST CO 110 14,000 0.01%
10 AllSquare Wealth Management LLC 127 16,000 0.01%
11 MANUFACTURERS LIFE INSURANCE COMPANY, THE 143 18,000 0.01%
12 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 164 20,000 0.01%
13 US BANCORP \DE\ 329 41,000 0.02%
14 Lenox Wealth Advisors, LLC 348 43,000 0.02%
15 Plante Moran Financial Advisors, LLC 359 45,000 0.02%
16 NEXT Financial Group, Inc 462 58,000 0.03%
17 CITIGROUP INC 500 62,000 0.03%
18 D.A. DAVIDSON & CO. 516 64,000 0.03%
19 PNC FINANCIAL SERVICES GROUP, INC. 547 68,000 0.04%
20 IFP ADVISORS, INC 866 108,000 0.06%
21 Glassman Wealth Services 1,030 128,000 0.07%
22 Creative Planning 1,129 141,000 0.07%
23 CARDAN CAPITAL PARTNERS, LLC 1,671 208,000 0.11%
24 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 1,773 221,000 0.11%
25 COMMERCE BANK 1,794 224,000 0.12%
26 GOLDMAN SACHS GROUP INC 1,985 248,000 0.13%
27 Partnervest Advisory Services LLC 1,992 248,000 0.13%
28 Kovack Advisors, Inc. 2,185 272,000 0.14%
29 WEALTHSOURCE PARTNERS, LLC 2,185 273,000 0.14%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,259 282,000 0.15%
31 Kistler-Tiffany Companies, LLC 2,268 283,000 0.15%
32 People's United Financial, Inc. 2,337 291,000 0.15%
33 Stratos Wealth Partners, LTD. 2,423 302,000 0.16%
34 INVESTMENT CENTERS OF AMERICA INC 2,436 303,000 0.16%
35 M Holdings Securities, Inc. 2,445 305,000 0.16%
36 BROWN ADVISORY INC 2,544 317,000 0.16%
37 OPPENHEIMER & CO INC 2,562 320,000 0.17%
38 Private Advisor Group, LLC 2,673 330,000 0.17%
39 NATIONAL PLANNING CORP 2,936 351,000 0.18%
40 KEYBANK NATIONAL ASSOCIATION/OH 2,945 367,000 0.19%
41 VOYA FINANCIAL ADVISORS, INC. 2,982 368,000 0.19%
42 BSC PRIVATE WEALTH MANAGEMENT, LLC 3,070 379,000 0.20%
43 Cetera Advisors LLC 3,054 379,000 0.20%
44 MYCIO WEALTH PARTNERS, LLC 3,147 393,000 0.20%
45 Janney Montgomery Scott LLC 3,237 404,000 0.21%
46 Concert Wealth Management Inc. 3,677 455,000 0.24%
47 Freedom Investment Management, Inc. 3,761 469,000 0.24%
48 AMERIPRISE FINANCIAL INC 3,861 482,000 0.25%
49 RAYMOND JAMES & ASSOCIATES 3,933 491,000 0.26%
50 ADVISOR GROUP, INC. 4,290 535,000 0.28%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.