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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 89 Institutional holders with a total value of $189,515,589.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Paracle Advisors, LLC 170,924 23,182,000 12.23%
2 FORTE CAPITAL LLC /ADV 153,094 20,764,000 10.96%
3 MORGAN STANLEY 137,377 18,632,000 9.83%
4 BANK OF STOCKTON 114,283 15,499,000 8.18%
5 LPL Financial LLC 112,978 15,223,000 8.03%
6 Financial Architects, Inc 67,853 9,203,000 4.86%
7 WELLS FARGO & COMPANY/MN 57,454 7,792,000 4.11%
8 New England Private Wealth Advisors LLC 57,543 7,751,000 4.09%
9 UBS Group AG 44,320 6,011,000 3.17%
10 BRIGHT ROCK CAPITAL MANAGEMENT, LLC 43,600 5,913,000 3.12%
11 CITADEL ADVISORS LLC 34,259 4,647,000 2.45%
12 BANK OF AMERICA CORP /DE/ 31,896 4,326,000 2.28%
13 ROYAL BANK OF CANADA 30,598 4,150,000 2.19%
14 SG Americas Securities, LLC 29,773 4,038,000 2.13%
15 Atria Investments, Inc 28,185 3,823,000 2.02%
16 Commonwealth Equity Services, Inc 24,532 3,327,000 1.76%
17 HighTower Advisors, LLC 23,854 3,234,000 1.71%
18 Cambridge Investment Research Advisors, Inc. 19,033 2,581,000 1.36%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,773 2,411,000 1.27%
20 ENVESTNET ASSET MANAGEMENT INC 16,060 2,179,000 1.15%
21 JANE STREET GROUP, LLC 15,961 2,165,000 1.14%
22 EisnerAmper Wealth Management Corporate Benefits, LLC 12,736 1,727,000 0.91%
23 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 10,290 1,396,000 0.74%
24 Citizens Business Bank 8,631 1,171,000 0.62%
25 STEPHENS INC /AR/ 6,606 896,000 0.47%
26 WELL DONE, LLC 6,557 889,000 0.47%
27 UNITED CAPITAL FINANCIAL ADVISORS, LLC 6,378 865,000 0.46%
28 ARTHUR ZASKE & ASSOCIATES, LLC 6,100 827,000 0.44%
29 Raymond James Financial Services Advisors, Inc. 6,000 814,000 0.43%
30 KINGSVIEW WEALTH MANAGEMENT, LLC 5,976 811,000 0.43%
31 Virtu KCG Holdings LLC 5,506 747,000 0.39%
32 AMERIPRISE FINANCIAL INC 4,977 675,000 0.36%
33 Freedom Investment Management, Inc. 4,809 652,000 0.34%
34 CREATIVE FINANCIAL DESIGNS INC /ADV 3,924 532,000 0.28%
35 INDEPENDENT ADVISOR ALLIANCE 3,784 504,000 0.27%
36 NATIONAL PLANNING CORP 3,608 483,000 0.25%
37 BSC PRIVATE WEALTH MANAGEMENT, LLC 3,569 475,000 0.25%
38 First Allied Advisory Services, Inc. 3,443 467,000 0.25%
39 Private Advisor Group, LLC 3,498 466,000 0.25%
40 ADVISOR GROUP, INC. 3,317 450,000 0.24%
41 MYCIO WEALTH PARTNERS, LLC 3,152 428,000 0.23%
42 Janney Montgomery Scott LLC 3,020 410,000 0.22%
43 KEYBANK NATIONAL ASSOCIATION/OH 2,945 399,000 0.21%
44 M Holdings Securities, Inc. 2,890 392,000 0.21%
45 RAYMOND JAMES & ASSOCIATES 2,821 383,000 0.20%
46 WESTSIDE INVESTMENT MANAGEMENT, INC. 2,700 359,721 0.19%
47 LEVEL FOUR ADVISORY SERVICES, LLC 2,594 346,000 0.18%
48 BROWN ADVISORY INC 2,544 345,000 0.18%
49 MARINER INDEPENDENT ADVISOR NETWORK, LLC 2,446 332,000 0.18%
50 VOYA FINANCIAL ADVISORS, INC. 2,432 328,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.