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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 78 Institutional holders with a total value of $160,688,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 177,387 25,599,000 15.93%
2 MORGAN STANLEY 122,697 17,706,000 11.02%
3 LPL Financial LLC 106,553 15,470,000 9.63%
4 FRONTIER INVESTMENT MGMT CO 85,613 12,316,000 7.66%
5 MAI Capital Management 54,948 7,930,000 4.94%
6 AMERICAN INTERNATIONAL GROUP, INC. 48,142 6,947,000 4.32%
7 BANK OF AMERICA CORP /DE/ 48,004 6,928,000 4.31%
8 ADVANTAGE INVESTMENT MANAGEMENT, LLC 36,910 5,326,000 3.31%
9 Legacy Private Trust Co. 33,421 4,823,000 3.00%
10 WELLS FARGO & COMPANY/MN 30,355 4,381,000 2.73%
11 ROYAL BANK OF CANADA 28,056 4,049,000 2.52%
12 BERGANKDV WEALTH MANAGEMENT, LLC 25,248 3,644,000 2.27%
13 FCA CORP /TX 22,262 3,213,000 2.00%
14 Hartford Financial Management Inc. 19,555 2,821,000 1.76%
15 Ironsides Asset Advisors, LLC 19,116 2,759,000 1.72%
16 JANE STREET GROUP, LLC 18,229 2,631,000 1.64%
17 SG Americas Securities, LLC 16,622 2,399,000 1.49%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,366 2,216,000 1.38%
19 Country Club Trust Company, n.a. 14,270 2,059,000 1.28%
20 CAHILL FINANCIAL ADVISORS INC 13,688 1,976,000 1.23%
21 CITADEL ADVISORS LLC 12,620 1,822,000 1.13%
22 Raymond James Financial Services Advisors, Inc. 11,714 1,690,000 1.05%
23 Virtu KCG Holdings LLC 11,650 1,681,000 1.05%
24 RAYMOND JAMES & ASSOCIATES 11,632 1,679,000 1.04%
25 BRUDERMAN ASSET MANAGEMENT, LLC 11,147 1,609,000 1.00%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,061 1,596,000 0.99%
27 Commonwealth Equity Services, Inc 9,219 1,330,000 0.83%
28 Tower Research Capital LLC (TRC) 8,375 1,209,000 0.75%
29 VALICENTI ADVISORY SERVICES INC 7,875 1,136,000 0.71%
30 HOWE & RUSLING INC 7,212 1,041,000 0.65%
31 HighTower Advisors, LLC 6,930 995,000 0.62%
32 Spectrum Asset Management, Inc. (NB/CA) 6,795 981,000 0.61%
33 Somerset Group LLC 5,512 795,000 0.49%
34 UBS Group AG 5,309 766,000 0.48%
35 Concert Wealth Management Inc. 3,982 572,000 0.36%
36 Advisory Services Network, LLC 3,806 549,000 0.34%
37 MILLENNIUM MANAGEMENT LLC 3,763 543,000 0.34%
38 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 3,500 505,000 0.31% PRN
39 LATHROP INVESTMENT MANAGEMENT CO 3,032 438,000 0.27%
40 USCA RIA LLC 62,775 435,000 0.27%
41 GFS Advisors, LLC 62,775 435,000 0.27%
42 Cambridge Investment Research Advisors, Inc. 2,497 360,000 0.22%
43 Psagot Value Holdings Ltd. 2,400 346,000 0.22%
44 STIFEL FINANCIAL CORP 2,354 340,000 0.21%
45 ProVise Management Group, LLC 2,340 337,000 0.21%
46 LifePlan Financial Group, Inc 1,942 280,000 0.17%
47 MSI Financial Services Inc 1,771 256,000 0.16%
48 AMERIPRISE FINANCIAL INC 1,727 238,000 0.15%
49 Liberty Capital Management, Inc. 1,553 224,000 0.14%
50 BLAIR WILLIAM & CO/IL 1,454 209,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.