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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 50 Institutional holders with a total value of $154,129,807.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 625,405 80,709,000 52.36%
2 BANK OF AMERICA CORP /DE/ 105,244 13,581,000 8.81%
3 WELLS FARGO & COMPANY/MN 67,643 8,729,000 5.66%
4 GOLDMAN SACHS GROUP INC 50,167 6,474,000 4.20%
5 Legacy Private Trust Co. 43,495 5,613,000 3.64%
6 FCA CORP /TX 25,463 3,286,000 2.13%
7 MORGAN STANLEY 23,830 3,075,000 2.00%
8 Country Club Trust Company, n.a. 22,760 2,937,000 1.91%
9 AMERICAN INTERNATIONAL GROUP, INC. 21,763 2,808,515 1.82%
10 LPL Financial LLC 21,379 2,736,000 1.78%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,149 2,598,000 1.69%
12 ProVise Management Group, LLC 17,640 2,276,000 1.48%
13 CAHILL FINANCIAL ADVISORS INC 14,090 1,819,000 1.18%
14 Gary Goldberg Planning Services Inc 12,388 1,599,000 1.04%
15 Argentus Capital Management, LLC 12,218 1,577,000 1.02%
16 Hartford Financial Management Inc. 9,561 1,233,000 0.80%
17 Somerset Group LLC 8,373 1,081,000 0.70%
18 Commonwealth Equity Services, Inc 8,313 1,073,000 0.70%
19 UBS AG 8,139 1,050,000 0.68%
20 HOWE & RUSLING INC 8,000 1,032,000 0.67%
21 JANE STREET GROUP, LLC 7,154 923,000 0.60%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,950 896,000 0.58%
23 SG Americas Securities, LLC 6,442 831,000 0.54%
24 FIRST TRUST ADVISORS LP 6,191 799,000 0.52%
25 HighTower Advisors, LLC 5,124 661,000 0.43%
26 Concert Wealth Management Inc. 4,861 624,000 0.40%
27 JPMORGAN CHASE & CO 4,452 575,000 0.37%
28 STIFEL FINANCIAL CORP 3,955 510,000 0.33%
29 Cambridge Investment Research Advisors, Inc. 3,581 462,000 0.30%
30 BARCLAYS PLC 2,635 339,000 0.22%
31 First Allied Advisory Services, Inc. 2,568 334,000 0.22%
32 ENVESTNET ASSET MANAGEMENT INC 2,564 331,000 0.21%
33 Strategic Advisors LLC 2,511 324,000 0.21%
34 Private Advisor Group, LLC 2,224 287,000 0.19%
35 Valentine Capital Asset Management, Inc. 1,660 214,000 0.14%
36 Liberty Capital Management, Inc. 1,553 200,000 0.13%
37 STRINGER ASSET MANAGEMENT, LLC 1,515 196,000 0.13%
38 ROYAL BANK OF CANADA 895 115,000 0.07%
39 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 480 62,000 0.04%
40 B. Riley Wealth Management, Inc. 436 56,000 0.04%
41 M Holdings Securities, Inc. 190 25,000 0.02%
42 US BANCORP \DE\ 184 24,000 0.02%
43 WFG Advisors, LP 175 23,000 0.01%
44 PNC FINANCIAL SERVICES GROUP, INC. 140 18,000 0.01%
45 WESTPORT RESOURCES MANAGEMENT INC 36 5,000 0.00%
46 CENTRAL TRUST Co 25 3,000 0.00%
47 NEXT Financial Group, Inc 20 3,000 0.00%
48 Tradewinds Capital Management, LLC 15 2,000 0.00%
49 Winslow, Evans & Crocker, Inc. 10 1,292 0.00%
50 Creative Planning 3 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.