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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 83 Institutional holders with a total value of $178,023,406.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 159,453 22,405,000 12.59%
2 JANE STREET GROUP, LLC 95,339 13,396,000 7.52%
3 CREDIT SUISSE AG/ 85,118 11,960,000 6.72%
4 FRONTIER INVESTMENT MGMT CO 67,383 9,468,000 5.32%
5 MORGAN STANLEY 59,475 8,357,000 4.69%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 57,797 8,121,000 4.56%
7 MAI Capital Management 52,587 7,389,000 4.15%
8 BANK OF AMERICA CORP /DE/ 51,185 7,192,000 4.04%
9 SG Americas Securities, LLC 47,758 6,710,000 3.77%
10 ROYAL BANK OF CANADA 45,835 6,439,000 3.62%
11 AMERICAN INTERNATIONAL GROUP, INC. 39,564 5,559,000 3.12%
12 WELLS FARGO & COMPANY/MN 35,229 4,950,000 2.78%
13 Kohlberg Kravis Roberts & Co. L.P. 33,800 4,749,000 2.67%
14 Legacy Private Trust Co. 33,348 4,686,000 2.63%
15 ADVANTAGE INVESTMENT MANAGEMENT, LLC 26,369 3,705,000 2.08%
16 CITADEL ADVISORS LLC 24,317 3,417,000 1.92%
17 LPL Financial LLC 22,743 3,293,000 1.85%
18 FCA CORP /TX 22,788 3,202,000 1.80%
19 Virtu KCG Holdings LLC 21,477 3,018,000 1.70%
20 Financial Management Professionals, Inc. 20,338 2,858,000 1.61%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,709 2,491,000 1.40%
22 Raymond James Financial Services Advisors, Inc. 16,151 2,269,000 1.27%
23 Hartford Financial Management Inc. 16,059 2,256,000 1.27%
24 Country Club Trust Company, n.a. 15,530 2,182,000 1.23%
25 CAHILL FINANCIAL ADVISORS INC 14,093 1,981,000 1.11%
26 BRUDERMAN ASSET MANAGEMENT, LLC 13,691 1,924,000 1.08%
27 UBS Group AG 12,667 1,780,000 1.00%
28 Tower Research Capital LLC (TRC) 9,721 1,366,000 0.77%
29 Commonwealth Equity Services, Inc 9,322 1,310,000 0.74%
30 VALICENTI ADVISORY SERVICES INC 8,310 1,168,000 0.66%
31 Somerset Group LLC 8,282 1,164,000 0.65%
32 Ironsides Asset Advisors, LLC 8,158 1,146,000 0.64%
33 EP Wealth Advisors, LLC 10,075 1,130,000 0.63%
34 HOWE & RUSLING INC 7,516 1,056,000 0.59%
35 Sigma Planning Corp 7,306 1,027,000 0.58%
36 Cetera Advisors LLC 7,044 987,000 0.55%
37 MILLENNIUM MANAGEMENT LLC 6,606 928,000 0.52%
38 Concert Wealth Management Inc. 6,512 913,000 0.51%
39 HighTower Advisors, LLC 6,339 896,000 0.50%
40 STIFEL FINANCIAL CORP 6,296 885,000 0.50%
41 Spectrum Asset Management, Inc. (NB/CA) 6,220 874,000 0.49%
42 FormulaFolio Investments, LLC 6,040 849,000 0.48%
43 B. Riley Wealth Advisors, Inc. 4,454 626,000 0.35%
44 BOSTON ADVISORS LLC 4,270 600,000 0.34%
45 LifePlan Financial Group, Inc 3,489 490,000 0.28%
46 Advisory Services Network, LLC 3,331 468,000 0.26%
47 Private Advisor Group, LLC 3,076 432,000 0.24%
48 LATHROP INVESTMENT MANAGEMENT CO 3,032 426,000 0.24%
49 STRINGER ASSET MANAGEMENT, LLC 2,739 385,000 0.22%
50 Psagot Value Holdings Ltd. 2,400 337,000 0.19%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.