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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 68 Institutional holders with a total value of $261,425,459.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 710,733 110,320,000 42.20%
2 NIEMANN CAPITAL MANAGEMENT INC 119,211 18,504,000 7.08%
3 WELLS FARGO & COMPANY/MN 101,300 15,724,000 6.01%
4 GOLDMAN SACHS GROUP INC 85,300 13,240,000 5.06%
5 MORGAN STANLEY 79,173 12,290,000 4.70%
6 ENVESTNET ASSET MANAGEMENT INC 53,482 8,301,000 3.18%
7 UNITED CAPITAL FINANCIAL ADVISORS, LLC 41,501 6,344,000 2.43%
8 RAYMOND JAMES & ASSOCIATES 39,971 6,204,000 2.37%
9 MAI Capital Management 38,973 6,049,000 2.31%
10 Legacy Private Trust Co. 37,620 5,839,000 2.23%
11 ROYAL BANK OF CANADA 30,527 4,738,000 1.81%
12 BANK OF AMERICA CORP /DE/ 24,087 3,739,000 1.43%
13 FCA CORP /TX 23,919 3,713,000 1.42%
14 LPL Financial LLC 21,886 3,359,000 1.28%
15 Financial Management Professionals, Inc. 20,171 3,131,000 1.20%
16 Argentus Capital Management, LLC 16,870 2,619,000 1.00%
17 Country Club Trust Company, n.a. 16,670 2,587,000 0.99%
18 UBS Group AG 15,554 2,414,000 0.92%
19 ProVise Management Group, LLC 15,084 2,341,000 0.90%
20 Hartford Financial Management Inc. 14,950 2,320,000 0.89%
21 CAHILL FINANCIAL ADVISORS INC 14,747 2,290,000 0.88%
22 BRUDERMAN ASSET MANAGEMENT, LLC 12,755 1,980,000 0.76%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,650 1,652,000 0.63%
24 HighTower Advisors, LLC 10,510 1,631,000 0.62%
25 VOYA FINANCIAL ADVISORS, INC. 9,066 1,426,000 0.55%
26 Somerset Group LLC 8,593 1,334,000 0.51%
27 Commonwealth Equity Services, Inc 8,460 1,313,000 0.50%
28 HOWE & RUSLING INC 7,441 1,155,000 0.44%
29 AMERICAN INTERNATIONAL GROUP, INC. 7,434 1,153,905 0.44%
30 VALICENTI ADVISORY SERVICES INC 7,355 1,142,000 0.44%
31 Sigma Planning Corp 6,872 1,067,000 0.41%
32 Spectrum Asset Management, Inc. (NB/CA) 6,785 1,053,000 0.40%
33 Bison Wealth, LLC 6,685 1,038,000 0.40%
34 Cetera Advisors LLC 6,272 969,000 0.37%
35 CUE ADVISORY SERVICES, INC. 6,160 965,000 0.37%
36 Friedenthal Financial 5,619 872,000 0.33%
37 Cambridge Investment Research Advisors, Inc. 5,431 843,000 0.32%
38 Ironsides Asset Advisors, LLC 4,908 762,000 0.29%
39 Virtu KCG Holdings LLC 3,683 572,000 0.22%
40 STIFEL FINANCIAL CORP 3,098 481,000 0.18%
41 BOSTON ADVISORS LLC 2,927 454,000 0.17%
42 First Allied Advisory Services, Inc. 2,695 421,000 0.16%
43 STRINGER ASSET MANAGEMENT, LLC 2,608 405,000 0.15%
44 Private Advisor Group, LLC 2,273 353,000 0.14%
45 Robert W. Baird & Co. Inc 2,216 344,000 0.13%
46 Psagot Value Holdings Ltd. 2,000 310,000 0.12%
47 Liberty Capital Management, Inc. 1,553 241,000 0.09%
48 Stanford Investment Group, Inc. 1,434 223,000 0.09%
49 JPMORGAN CHASE & CO 1,323 205,000 0.08%
50 Prospera Financial Services Inc 1,300 202,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.