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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 64 Institutional holders with a total value of $147,999,963.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 147,812 21,073,000 14.24%
2 NIEMANN CAPITAL MANAGEMENT INC 120,569 17,190,000 11.61%
3 Virtu KCG Holdings LLC 112,131 15,987,000 10.80%
4 WELLS FARGO & COMPANY/MN 82,039 11,695,000 7.90%
5 MORGAN STANLEY 51,524 7,346,000 4.96%
6 GOLDMAN SACHS GROUP INC 51,300 7,314,000 4.94%
7 Legacy Private Trust Co. 43,617 6,219,000 4.20%
8 ENVESTNET ASSET MANAGEMENT INC 36,098 5,147,000 3.48%
9 MAI Capital Management 31,809 4,535,000 3.06%
10 UNITED CAPITAL FINANCIAL ADVISORS, LLC 29,960 4,271,000 2.89%
11 BANK OF AMERICA CORP /DE/ 26,079 3,718,000 2.51%
12 FCA CORP /TX 23,946 3,414,000 2.31%
13 Country Club Trust Company, n.a. 22,455 3,201,000 2.16%
14 LPL Financial LLC 21,744 3,100,000 2.09%
15 Financial Management Professionals, Inc. 20,703 2,952,000 1.99%
16 ProVise Management Group, LLC 16,050 2,289,000 1.55%
17 CAHILL FINANCIAL ADVISORS INC 14,696 2,096,000 1.42%
18 Gary Goldberg Planning Services Inc 12,753 1,818,000 1.23%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,727 1,814,000 1.23%
20 ROYAL BANK OF CANADA 11,715 1,670,000 1.13%
21 Hartford Financial Management Inc. 10,860 1,548,000 1.05%
22 HighTower Advisors, LLC 9,935 1,416,000 0.96%
23 Somerset Group LLC 8,565 1,221,000 0.83%
24 Ironsides Asset Advisors, LLC 8,452 1,205,000 0.81%
25 Commonwealth Equity Services, Inc 8,218 1,172,000 0.79%
26 UBS Group AG 8,060 1,149,000 0.78%
27 HOWE & RUSLING INC 8,030 1,145,000 0.77%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,819 1,114,000 0.75%
29 Spectrum Asset Management, Inc. (NB/CA) 6,965 993,000 0.67%
30 JANE STREET GROUP, LLC 6,930 988,000 0.67%
31 Bison Wealth, LLC 6,366 908,000 0.61%
32 CUE ADVISORY SERVICES, INC. 6,160 892,000 0.60%
33 Cetera Advisors LLC 6,107 872,000 0.59%
34 Sigma Planning Corp 6,046 862,000 0.58%
35 AMERICAN INTERNATIONAL GROUP, INC. 5,976 851,999 0.58%
36 Concert Wealth Management Inc. 5,484 782,000 0.53%
37 JPMORGAN CHASE & CO 3,996 570,000 0.39%
38 BOSTON ADVISORS LLC 2,858 407,000 0.28%
39 CREDIT SUISSE AG/ 2,689 383,000 0.26%
40 First Allied Advisory Services, Inc. 2,634 374,000 0.25%
41 Private Advisor Group, LLC 2,233 318,000 0.21%
42 Cambridge Investment Research Advisors, Inc. 1,905 272,000 0.18%
43 Advisors Preferred, LLC 1,886 268,887 0.18%
44 STRINGER ASSET MANAGEMENT, LLC 1,809 258,000 0.17%
45 STIFEL FINANCIAL CORP 1,733 247,000 0.17%
46 Liberty Capital Management, Inc. 1,553 221,000 0.15%
47 Stanford Investment Group, Inc. 1,433 204,000 0.14%
48 Psagot Value Holdings Ltd. 800 114,000 0.08%
49 Tower Research Capital LLC (TRC) 526 75,000 0.05%
50 Ruggie Capital Group 489 70,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.