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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 87 Institutional holders with a total value of $332,998,349.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 776,382 123,841,000 37.19%
2 NIEMANN CAPITAL MANAGEMENT INC 116,289 18,549,000 5.57%
3 WELLS FARGO & COMPANY/MN 112,688 17,974,000 5.40%
4 GOLDMAN SACHS GROUP INC 85,300 13,606,000 4.09%
5 MORGAN STANLEY 83,874 13,378,000 4.02%
6 ENVESTNET ASSET MANAGEMENT INC 70,008 11,167,000 3.35%
7 FRONTIER INVESTMENT MGMT CO 63,428 10,117,000 3.04%
8 UNITED CAPITAL FINANCIAL ADVISORS, LLC 56,262 8,974,000 2.69%
9 MAI Capital Management 50,674 8,083,000 2.43%
10 ROYAL BANK OF CANADA 42,147 6,723,000 2.02%
11 AMERICAN INTERNATIONAL GROUP, INC. 36,178 5,770,753 1.73%
12 Tower Research Capital LLC (TRC) 34,128 5,444,000 1.63%
13 Kohlberg Kravis Roberts & Co. L.P. 33,800 5,391,000 1.62%
14 Legacy Private Trust Co. 33,144 5,287,000 1.59%
15 BANK OF AMERICA CORP /DE/ 32,160 5,130,000 1.54%
16 AVALON CAPITAL MANAGEMENT 29,127 4,646,000 1.40%
17 FCA CORP /TX 23,699 3,780,000 1.14%
18 JANE STREET GROUP, LLC 23,083 3,682,000 1.11%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,135 3,531,000 1.06%
20 LPL Financial LLC 21,023 3,370,000 1.01%
21 Financial Management Professionals, Inc. 20,337 3,243,000 0.97%
22 Argentus Capital Management, LLC 19,310 3,080,000 0.92%
23 ADVANTAGE INVESTMENT MANAGEMENT, LLC 16,713 2,666,000 0.80%
24 Hartford Financial Management Inc. 15,993 2,551,000 0.77%
25 Advisors Preferred, LLC 15,896 2,536,000 0.76%
26 Country Club Trust Company, n.a. 15,850 2,528,000 0.76%
27 CAHILL FINANCIAL ADVISORS INC 14,557 2,322,000 0.70%
28 UBS Group AG 13,886 2,215,000 0.67%
29 BRUDERMAN ASSET MANAGEMENT, LLC 13,445 2,145,000 0.64%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,329 2,126,000 0.64%
31 RAYMOND JAMES & ASSOCIATES 10,139 1,617,000 0.49%
32 Commonwealth Equity Services, Inc 8,898 1,419,000 0.43%
33 Somerset Group LLC 8,212 1,310,000 0.39%
34 VALICENTI ADVISORY SERVICES INC 8,170 1,303,000 0.39%
35 Sigma Planning Corp 7,690 1,227,000 0.37%
36 HOWE & RUSLING INC 7,491 1,195,000 0.36%
37 Concert Wealth Management Inc. 7,287 1,165,000 0.35%
38 CUE ADVISORY SERVICES, INC. 7,170 1,144,000 0.34%
39 Bison Wealth, LLC 7,151 1,141,000 0.34%
40 Spectrum Asset Management, Inc. (NB/CA) 6,570 1,048,000 0.31%
41 Cambridge Investment Research Advisors, Inc. 6,480 1,034,000 0.31%
42 Cetera Advisors LLC 6,109 973,000 0.29%
43 MANAGED ACCOUNT ADVISORS LLC 5,636 899,000 0.27%
44 STIFEL FINANCIAL CORP 5,604 894,000 0.27%
45 HighTower Advisors, LLC 5,382 858,000 0.26%
46 Friedenthal Financial 5,350 853,000 0.26%
47 LATHROP INVESTMENT MANAGEMENT CO 5,232 835,000 0.25%
48 Private Advisor Group, LLC 5,008 798,000 0.24%
49 B. Riley Wealth Advisors, Inc. 4,899 782,000 0.23%
50 1ST SOURCE BANK 4,763 760,000 0.23%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.