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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 87 Institutional holders with a total value of $167,961,970.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FRONTIER INVESTMENT MGMT CO 126,390 18,443,000 10.98%
2 PEAK FINANCIAL MANAGEMENT, INC. 101,998 14,883,000 8.86%
3 UBS Group AG 90,791 13,248,000 7.89%
4 BERGANKDV WEALTH MANAGEMENT, LLC 89,011 12,989,000 7.73%
5 MORGAN STANLEY 76,398 11,148,000 6.64%
6 BANK OF AMERICA CORP /DE/ 58,888 8,593,000 5.12%
7 RAYMOND JAMES & ASSOCIATES 58,080 8,475,000 5.05%
8 MAI Capital Management 54,329 7,928,000 4.72%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 42,667 6,225,000 3.71%
10 ROYAL BANK OF CANADA 35,377 5,163,000 3.07%
11 LPL Financial LLC 24,938 3,698,000 2.20%
12 WELLS FARGO & COMPANY/MN 24,059 3,510,000 2.09%
13 Tower Research Capital LLC (TRC) 23,903 3,488,000 2.08%
14 GOLDMAN SACHS GROUP INC 23,652 3,451,000 2.05%
15 FCA CORP /TX 22,322 3,257,000 1.94%
16 Legacy Private Trust Co. 21,250 3,100,000 1.85%
17 CITADEL ADVISORS LLC 19,938 2,909,000 1.73%
18 Hartford Financial Management Inc. 19,698 2,874,000 1.71%
19 ADVISOR GROUP, INC. 19,502 2,846,000 1.69%
20 Ironsides Asset Advisors, LLC 17,961 2,621,000 1.56%
21 JANE STREET GROUP, LLC 16,403 2,394,000 1.43%
22 CAHILL FINANCIAL ADVISORS INC 13,072 1,908,000 1.14%
23 SG Americas Securities, LLC 11,803 1,722,000 1.03%
24 SignalPoint Asset Management, LLC 11,552 1,686,000 1.00%
25 Commonwealth Equity Services, Inc 11,027 1,609,000 0.96%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,376 1,514,000 0.90%
27 ACCESS FINANCIAL SERVICES, INC. 8,849 1,291,000 0.77%
28 Virtu KCG Holdings LLC 7,979 1,164,000 0.69%
29 HighTower Advisors, LLC 7,924 1,156,000 0.69%
30 Spectrum Asset Management, Inc. (NB/CA) 7,384 1,077,000 0.64%
31 HOWE & RUSLING INC 7,124 1,040,000 0.62%
32 VALICENTI ADVISORY SERVICES INC 6,505 949,000 0.57%
33 Freedom Investment Management, Inc. 6,444 940,000 0.56%
34 Raymond James Financial Services Advisors, Inc. 6,335 924,000 0.55%
35 Friedenthal Financial 5,883 858,000 0.51%
36 BRUDERMAN ASSET MANAGEMENT, LLC 5,677 828,000 0.49%
37 Somerset Group LLC 4,883 713,000 0.42%
38 UNITED CAPITAL FINANCIAL ADVISORS, LLC 3,969 579,000 0.34%
39 Cambridge Investment Research Advisors, Inc. 3,295 481,000 0.29%
40 MCADAM, LLC 2,903 424,000 0.25%
41 SII INVESTMENTS INC/WI 2,884 420,000 0.25%
42 ProVise Management Group, LLC 2,825 412,000 0.25%
43 Garrison Asset Management, LLC 2,517 367,000 0.22%
44 Stratos Wealth Partners, LTD. 2,431 355,000 0.21%
45 STIFEL FINANCIAL CORP 2,426 350,000 0.21%
46 GW HENSSLER & ASSOCIATES LTD 2,170 317,000 0.19%
47 LATHROP INVESTMENT MANAGEMENT CO 2,000 292,000 0.17%
48 Concert Wealth Management Inc. 1,963 287,000 0.17%
49 Sigma Planning Corp 1,933 282,000 0.17%
50 LifePlan Financial Group, Inc 1,722 251,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.