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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 43 Institutional holders with a total value of $60,568,962.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 115,195 14,223,000 23.48%
2 GOLDMAN SACHS GROUP INC 50,000 6,174,000 10.19%
3 Legacy Private Trust Co. 46,337 5,721,000 9.45%
4 FCA CORP /TX 25,697 3,173,000 5.24%
5 MORGAN STANLEY 24,375 3,009,000 4.97%
6 Country Club Trust Company, n.a. 24,230 2,992,000 4.94%
7 Valentine Capital Asset Management, Inc. 23,850 2,945,000 4.86%
8 WELLS FARGO & COMPANY/MN 22,731 2,807,000 4.63%
9 LPL Financial LLC 20,227 2,497,000 4.12%
10 Advisors Preferred, LLC 16,167 1,996,139 3.30%
11 CAHILL FINANCIAL ADVISORS INC 12,421 1,534,000 2.53%
12 Gary Goldberg Planning Services Inc 12,163 1,502,000 2.48%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,894 1,469,000 2.43%
14 Hartford Financial Management Inc. 8,561 1,057,000 1.75%
15 Commonwealth Equity Services, Inc 8,559 1,057,000 1.75%
16 Somerset Group LLC 8,373 1,034,000 1.71%
17 UBS AG 8,001 988,000 1.63%
18 HOWE & RUSLING INC 7,870 972,000 1.60%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,764 711,000 1.17%
20 STIFEL FINANCIAL CORP 5,238 647,000 1.07%
21 CREDIT SUISSE AG/ 4,820 595,000 0.98%
22 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 4,470 552,000 0.91%
23 JPMORGAN CHASE & CO 4,432 547,000 0.90%
24 HighTower Advisors, LLC 4,349 537,000 0.89%
25 Concert Wealth Management Inc. 4,287 518,000 0.86%
26 Cambridge Investment Research Advisors, Inc. 3,151 389,000 0.64%
27 ProVise Management Group, LLC 1,650 204,000 0.34%
28 AMERICAN INTERNATIONAL GROUP, INC. 1,046 129,149 0.21%
29 ROYAL BANK OF CANADA 770 95,000 0.16%
30 Partnervest Advisory Services LLC 725 90,000 0.15%
31 ENVESTNET ASSET MANAGEMENT INC 701 87,000 0.14%
32 B. Riley Wealth Management, Inc. 536 66,000 0.11%
33 B. Riley Wealth Advisors, Inc. 530 65,439 0.11%
34 STRINGER ASSET MANAGEMENT, LLC 507 63,000 0.10%
35 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 380 47,000 0.08%
36 US BANCORP \DE\ 184 23,000 0.04%
37 WFG Advisors, LP 175 22,000 0.04%
38 PNC FINANCIAL SERVICES GROUP, INC. 140 18,000 0.03%
39 WESTPORT RESOURCES MANAGEMENT INC 36 4,000 0.01%
40 Creative Planning 23 3,000 0.00%
41 CENTRAL TRUST Co 25 3,000 0.00%
42 Tradewinds Capital Management, LLC 15 2,000 0.00%
43 Winslow, Evans & Crocker, Inc. 10 1,235 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.