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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 81 Institutional holders with a total value of $161,931,575.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 121,195 18,279,000 11.29%
2 PEAK FINANCIAL MANAGEMENT, INC. 111,049 16,748,000 10.34%
3 FRONTIER INVESTMENT MGMT CO 89,533 13,426,000 8.29%
4 WELLS FARGO & COMPANY/MN 72,071 10,869,000 6.71%
5 ADVISOR GROUP, INC. 61,342 9,249,000 5.71%
6 BERGANKDV WEALTH MANAGEMENT, LLC 60,176 9,076,000 5.60%
7 LPL Financial LLC 57,729 8,841,000 5.46%
8 MAI Capital Management 54,970 8,291,000 5.12%
9 BANK OF AMERICA CORP /DE/ 42,437 6,400,000 3.95%
10 ADVANTAGE INVESTMENT MANAGEMENT, LLC 39,246 5,919,000 3.66%
11 Legacy Private Trust Co. 31,437 4,741,000 2.93%
12 UBS Group AG 26,201 3,952,000 2.44%
13 ROYAL BANK OF CANADA 25,678 3,872,000 2.39%
14 GOLDMAN SACHS GROUP INC 23,620 3,562,000 2.20%
15 FCA CORP /TX 22,012 3,320,000 2.05%
16 Hartford Financial Management Inc. 19,906 3,002,000 1.85%
17 Ironsides Asset Advisors, LLC 16,041 2,419,000 1.49%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,094 2,126,000 1.31%
19 CAHILL FINANCIAL ADVISORS INC 13,510 2,038,000 1.26%
20 Country Club Trust Company, n.a. 12,855 1,939,000 1.20%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,319 1,858,000 1.15%
22 BRUDERMAN ASSET MANAGEMENT, LLC 11,188 1,687,000 1.04%
23 Commonwealth Equity Services, Inc 10,057 1,517,000 0.94%
24 JANE STREET GROUP, LLC 9,607 1,449,000 0.89%
25 RAYMOND JAMES & ASSOCIATES 9,585 1,446,000 0.89%
26 VALICENTI ADVISORY SERVICES INC 7,645 1,153,000 0.71%
27 HighTower Advisors, LLC 7,235 1,092,000 0.67%
28 HOWE & RUSLING INC 7,039 1,062,000 0.66%
29 Spectrum Asset Management, Inc. (NB/CA) 6,855 1,034,000 0.64%
30 Raymond James Financial Services Advisors, Inc. 6,675 1,007,000 0.62%
31 Somerset Group LLC 5,320 802,000 0.50%
32 STIFEL FINANCIAL CORP 5,011 757,000 0.47%
33 MILLENNIUM MANAGEMENT LLC 4,168 629,000 0.39%
34 Advisory Services Network, LLC 3,806 574,000 0.35%
35 Concert Wealth Management Inc. 3,558 538,000 0.33%
36 WOLVERINE TRADING LP /BD 33 493,251 0.30% Call
37 LATHROP INVESTMENT MANAGEMENT CO 3,032 457,000 0.28%
38 Friedenthal Financial 3,031 457,000 0.28%
39 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 3,000 452,000 0.28%
40 TOCQUEVILLE ASSET MANAGEMENT L.P. 3,000 452,000 0.28%
41 SG Americas Securities, LLC 2,822 426,000 0.26%
42 SOCIETE GENERALE 2,822 426,000 0.26%
43 Cambridge Investment Research Advisors, Inc. 2,766 417,000 0.26%
44 ProVise Management Group, LLC 2,580 389,000 0.24%
45 LifePlan Financial Group, Inc 1,963 296,000 0.18%
46 Psagot Value Holdings Ltd. 1,800 271,000 0.17%
47 Liberty Capital Management, Inc. 1,553 234,000 0.14%
48 BLAIR WILLIAM & CO/IL 1,454 219,000 0.14%
49 Stanford Investment Group, Inc. 1,444 218,000 0.13%
50 USCA RIA LLC 1,427 215,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.