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SCHWAB U.S. MID-CAP ETF
SCHWAB U.S. MID-CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 138 Institutional holders with a total value of $241,073,822.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Stockman Wealth Management, Inc. 31,689 1,289,000 0.53%
52 Private Advisor Group, LLC 31,466 1,280,000 0.53%
53 Curbstone Financial Management Corp 30,785 1,252,000 0.52%
54 SG Americas Securities, LLC 29,243 1,190,000 0.49%
55 Strategic Advisors LLC 29,174 1,187,000 0.49%
56 Newman Dignan & Sheerar, Inc. 27,232 1,108,000 0.46%
57 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 24,120 981,000 0.41%
58 LPL Financial LLC 21,470 873,000 0.36%
59 VICUS CAPITAL 20,223 823,000 0.34%
60 ARKANSAS FINANCIAL GROUP, INC. 18,995 773,000 0.32%
61 AVITY INVESTMENT MANAGEMENT INC. 18,810 765,000 0.32% SH
62 ROYAL BANK OF CANADA 18,612 757,000 0.31%
63 ALESCO ADVISORS LLC 18,342 746,000 0.31%
64 Ifrah Financial Services, Inc. 17,995 732,000 0.30%
65 Capital Advantage, Inc. 17,339 705,000 0.29%
66 AMERIPRISE FINANCIAL INC 17,040 693,000 0.29%
67 Pineno Levin & Ford Asset Management, Inc. 16,760 682,000 0.28%
68 SAGE FINANCIAL GROUP INC 16,120 656,000 0.27%
69 WISCONSIN CAPITAL MANAGEMENT LLC 15,875 646,000 0.27%
70 HARTLINE INVESTMENT CORP/ 15,407 627,000 0.26%
71 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,985 610,000 0.25%
72 Evensky & Katz LLC 14,713 598,000 0.25%
73 BROWN ADVISORY INC 14,660 596,000 0.25%
74 Efficient Market Advisors, LLC 14,069 572,000 0.24%
75 Mariner, LLC 13,187 536,000 0.22%
76 AMERICAN INTERNATIONAL GROUP, INC. 12,767 519,361 0.22%
77 Concert Wealth Management Inc. 12,755 519,000 0.22%
78 Annex Advisory Services, LLC 12,204 496,000 0.21%
79 Bowling Portfolio Management LLC 11,563 470,000 0.19%
80 Commonwealth Equity Services, Inc 10,724 436,000 0.18%
81 MID CONTINENT CAPITAL LLC/IL 10,700 435,000 0.18%
82 Perigon Wealth Management, LLC 10,172 414,000 0.17%
83 Mengis Capital Management, Inc. 10,196 414,000 0.17%
84 Robert W. Baird & Co. Inc 9,132 371,000 0.15%
85 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,004 326,000 0.14%
86 PARSONS CAPITAL MANAGEMENT INC/RI 7,846 319,000 0.13%
87 GREENWOOD CAPITAL ASSOCIATES LLC 7,790 317,000 0.13%
88 DAVIDSON & GARRARD INC 7,369 300,000 0.12%
89 Steinberg Global Asset Management 6,895 280,000 0.12%
90 Bank of New York Mellon Corp 6,800 277,000 0.11%
91 EVERMAY WEALTH MANAGEMENT LLC 6,527 266,000 0.11%
92 BAR HARBOR TRUST SERVICES 6,487 264,000 0.11%
93 Cambridge Advisors Inc. 6,293 256,000 0.11%
94 ZACKS INVESTMENT MANAGEMENT 6,229 253,000 0.10%
95 Tower Research Capital LLC (TRC) 6,096 248,000 0.10%
96 OARSMAN CAPITAL, INC. 5,453 222,000 0.09%
97 Cubic Asset Management, LLC 5,200 212,000 0.09%
98 HT Partners LLC 5,115 208,000 0.09%
99 VSR Financial Services, Inc. 4,976 202,000 0.08%
100 Bartlett & Co. LLC 4,675 190,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.