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SCHWAB U.S. MID-CAP ETF
SCHWAB U.S. MID-CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 138 Institutional holders with a total value of $241,073,822.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 BANK OF AMERICA CORP /DE/ 4,489 183,000 0.08%
102 SIGNATUREFD, LLC 4,166 169,000 0.07%
103 WEALTHCARE CAPITAL MANAGEMENT LLC 3,648 148,000 0.06%
104 Acropolis Investment Management, LLC 3,155 128,345 0.05%
105 WealthTrust Fairport, LLC 3,104 126,000 0.05%
106 Creative Planning 3,011 122,000 0.05%
107 MCF Advisors LLC 2,758 112,000 0.05%
108 HOWE & RUSLING INC 2,750 112,000 0.05%
109 B. Riley Wealth Advisors, Inc. 2,336 95,000 0.04%
110 Crosspoint Capital Strategies, LLC 2,271 93,000 0.04%
111 PITTENGER & ANDERSON INC 2,125 86,000 0.04%
112 Chicago Partners Investment Group LLC 1,878 76,000 0.03%
113 Capital Directions Investment Advisors, LLC 1,785 75,000 0.03%
114 Kistler-Tiffany Companies, LLC 1,778 72,000 0.03%
115 Westend Capital Management, LLC 1,639 67,000 0.03%
116 UBS Group AG 1,508 61,000 0.03%
117 Stratos Wealth Partners, LTD. 1,303 53,006 0.02%
118 Manchester Capital Management LLC 1,156 47,000 0.02%
119 WASHINGTON TRUST BANK 960 39,000 0.02%
120 STANCORP INVESTMENT ADVISERS INC 940 38,000 0.02%
121 First Personal Financial Services 650 26,000 0.01%
122 Camarda Financial Advisors, LLC 632 26,000 0.01%
123 NEXT Financial Group, Inc 532 22,000 0.01%
124 North Star Investment Management Corp. 395 16,000 0.01%
125 Ruggie Capital Group 359 15,000 0.01%
126 Karp Capital Management Corp 300 12,000 0.00%
127 THOMPSON SIEGEL & WALMSLEY LLC 300 12,000 0.00%
128 BANK OF MONTREAL /CAN/ 275 11,000 0.00%
129 Financial Architects, Inc 280 11,000 0.00%
130 COLONY GROUP LLC 255 10,000 0.00%
131 MSI Financial Services Inc 250 10,000 0.00%
132 Vantage Investment Advisors, LLC 233 9,000 0.00%
133 First Horizon Advisors, Inc. 200 8,000 0.00%
134 Burt Wealth Advisors 66 3,000 0.00%
135 Barrett Asset Management, LLC 50 2,000 0.00%
136 Horrell Capital Management, Inc. 43 2,000 0.00%
137 Apriem Advisors 4 0 0.00%
138 Parallax Volatility Advisers, L.P. 1 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.