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Schwab US Mid-Cap ETF
Schwab US Mid-Cap ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 249 Institutional holders with a total value of $803,076,693.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Avior Wealth Management, LLC 90,125 4,069,000 0.51%
52 RKL Wealth Management LLC 88,720 4,006,000 0.50%
53 VALLEY NATIONAL ADVISERS INC 88,490 3,995,000 0.50%
54 AMERIPRISE FINANCIAL INC 88,272 3,985,000 0.50%
55 HighTower Advisors, LLC 86,479 3,898,000 0.49%
56 Madden Advisory Services, Inc. 85,769 3,872,000 0.48%
57 Newman Dignan & Sheerar, Inc. 84,732 3,826,000 0.48%
58 Tradewinds Capital Management, LLC 76,745 3,465,000 0.43%
59 One Capital Management, LLC 75,613 3,414,000 0.43%
60 CAPITAL INVESTMENT ADVISORY SERVICES, LLC 70,395 3,178,000 0.40%
61 KRILOGY FINANCIAL LLC 69,196 3,124,000 0.39%
62 KOHMANN BOSSHARD FINANCIAL SERVICES, LLC 66,872 3,111,000 0.39%
63 Courage Miller Partners, LLC 68,618 3,098,000 0.39%
64 JUNCTURE WEALTH STRATEGIES, LLC 67,832 3,063,000 0.38%
65 AJ WEALTH STRATEGIES, LLC 67,506 3,048,000 0.38%
66 Commonwealth Equity Services, Inc 66,377 2,997,000 0.37%
67 Asset Management Group, Inc. 65,761 2,969,000 0.37%
68 CAHILL FINANCIAL ADVISORS INC 64,197 2,899,000 0.36%
69 ALBION FINANCIAL GROUP /UT 63,724 2,877,000 0.36%
70 Buckingham Capital Management, Inc. 62,973 2,843,000 0.35%
71 Curbstone Financial Management Corp 62,758 2,834,000 0.35%
72 Bangor Savings Bank 62,364 2,815,000 0.35%
73 COLORADO CAPITAL MANAGEMENT, INC. 60,527 2,732,000 0.34%
74 BRISTLECONE ADVISORS, LLC 57,709 2,606,000 0.32%
75 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 57,611 2,601,000 0.32%
76 LADENBURG THALMANN FINANCIAL SERVICES INC. 55,541 2,493,000 0.31%
77 CONDOR CAPITAL MANAGEMENT 54,178 2,446,000 0.30%
78 Creative Planning 53,230 2,403,000 0.30%
79 GOLDMAN SACHS GROUP INC 50,002 2,258,000 0.28%
80 BERGANKDV WEALTH MANAGEMENT, LLC 43,956 1,985,000 0.25%
81 Mariner Wealth Advisors-Cincinnati, LLC 43,655 1,971,000 0.25%
82 Fiera Capital Corp 40,273 1,818,000 0.23%
83 GRIMES & Co WEALTH MANAGEMENT, LLC 39,767 1,795,000 0.22%
84 HARTLINE INVESTMENT CORP/ 38,800 1,752,000 0.22%
85 Stockman Wealth Management, Inc. 38,365 1,732,000 0.22%
86 CARNICK & KUBIK GROUP, LLC 37,545 1,695,000 0.21%
87 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 37,553 1,695,000 0.21%
88 IFP ADVISORS, INC 36,853 1,664,000 0.21%
89 Gateway Advisory, LLC 36,282 1,638,000 0.20%
90 ALPHA OMEGA WEALTH MANAGEMENT LLC 36,227 1,636,000 0.20%
91 Summit Financial Wealth Advisors, LLC 34,897 1,576,000 0.20%
92 Capital Advantage, Inc. 34,595 1,562,000 0.19%
93 FAS Wealth Partners, Inc. 32,299 1,458,000 0.18%
94 RIVER WEALTH ADVISORS LLC 32,140 1,451,000 0.18%
95 BANK OF AMERICA CORP /DE/ 31,997 1,444,000 0.18%
96 BROWN ADVISORY INC 30,310 1,368,000 0.17%
97 Live Your Vision, LLC 30,173 1,362,000 0.17%
98 KCM INVESTMENT ADVISORS LLC 29,963 1,353,000 0.17%
99 FORTE CAPITAL LLC /ADV 29,917 1,350,000 0.17%
100 PITTENGER & ANDERSON INC 29,326 1,324,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.