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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 42 Institutional holders with a total value of $88,967,893.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERIPRISE FINANCIAL INC 238,706 22,049,000 24.78%
2 UBS Group AG 125,382 11,573,000 13.01%
3 UNITED CAPITAL FINANCIAL ADVISORS, LLC 109,486 10,105,000 11.36%
4 BANK OF AMERICA CORP /DE/ 82,603 7,624,000 8.57%
5 APPLETON PARTNERS INC/MA 55,514 5,124,000 5.76%
6 LPL Financial LLC 52,324 4,829,000 5.43%
7 MORGAN STANLEY 47,291 4,365,000 4.91%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,399 3,360,000 3.78%
9 GOLDMAN SACHS GROUP INC 29,767 2,747,000 3.09%
10 Raymond James Financial Services Advisors, Inc. 22,426 2,070,000 2.33%
11 Sigma Planning Corp 20,667 1,908,000 2.14%
12 STIFEL FINANCIAL CORP 15,402 1,421,000 1.60%
13 REILLY FINANCIAL ADVISORS, LLC 14,287 1,319,000 1.48%
14 MML INVESTORS SERVICES, INC. 13,333 1,231,000 1.38%
15 SG Americas Securities, LLC 13,079 1,207,000 1.36%
16 Capital Analysts, LLC 12,089 1,115,893 1.25%
17 AXA S.A. 10,080 930,000 1.05%
18 FIRST CAPITAL ADVISORS GROUP, LLC. 8,654 799,000 0.90%
19 Cambridge Investment Research Advisors, Inc. 8,170 754,000 0.85%
20 IMS Capital Management 6,134 566,000 0.64%
21 Commonwealth Equity Services, Inc 5,070 468,000 0.53%
22 RAYMOND JAMES & ASSOCIATES 4,561 421,000 0.47%
23 Cetera Advisors LLC 4,382 404,000 0.45%
24 CETERA INVESTMENT ADVISERS 4,382 404,000 0.45%
25 COURIER CAPITAL LLC 3,688 340,000 0.38%
26 First Heartland Consultants, Inc. 3,578 330,000 0.37%
27 VALLEY NATIONAL ADVISERS INC 3,217 297,000 0.33%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,758 255,000 0.29%
29 BAIRD FINANCIAL GROUP, INC. 2,500 231,000 0.26%
30 CREATIVE FINANCIAL DESIGNS INC /ADV 1,307 121,000 0.14%
31 PNC FINANCIAL SERVICES GROUP, INC. 1,262 116,000 0.13%
32 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 856 78,000 0.09%
33 ADVISOR GROUP, INC. 815 76,000 0.09%
34 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 626 58,000 0.07%
35 CITIGROUP INC 615 57,000 0.06%
36 ROYAL BANK OF CANADA 503 46,000 0.05%
37 IFP ADVISORS, INC 463 43,000 0.05%
38 WELLS FARGO & COMPANY/MN 411 38,000 0.04%
39 Vantage Investment Advisors, LLC 410 38,000 0.04%
40 Orion Porfolio Solutions, LLC 279 26,000 0.03%
41 MANUFACTURERS LIFE INSURANCE COMPANY, THE 262 24,000 0.03%
42 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.