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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 75 Institutional holders with a total value of $116,725,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 138,899 13,382,000 11.46%
2 KRILOGY FINANCIAL LLC 137,156 12,887,000 11.04%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 69,695 6,715,000 5.75%
4 FAS Wealth Partners, Inc. 47,506 4,577,000 3.92%
5 ENVESTNET ASSET MANAGEMENT INC 46,887 4,517,000 3.87%
6 MORGAN STANLEY 44,663 4,303,000 3.69%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 43,163 4,161,000 3.56%
8 CITADEL ADVISORS LLC 36,464 3,513,000 3.01%
9 ROYAL BANK OF CANADA 35,966 3,465,000 2.97%
10 Tradewinds Capital Management, LLC 34,121 3,287,000 2.82%
11 MCADAM, LLC 33,240 3,202,000 2.74%
12 OPES ADVISORS INC 31,409 3,026,000 2.59%
13 JANE STREET GROUP, LLC 29,741 2,865,000 2.45%
14 BANK OF AMERICA CORP /DE/ 28,585 2,754,000 2.36%
15 STIFEL FINANCIAL CORP 28,347 2,738,000 2.35%
16 APPLETON PARTNERS INC/MA 23,952 2,308,000 1.98%
17 SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP 23,727 2,286,000 1.96%
18 CARNICK & KUBIK GROUP, LLC 23,497 2,264,000 1.94%
19 AXA S.A. 23,094 2,225,000 1.91%
20 UBS Group AG 22,933 2,209,000 1.89%
21 GHP Investment Advisors, Inc. 22,121 2,131,000 1.83%
22 Virtu KCG Holdings LLC 19,635 1,892,000 1.62%
23 LPL Financial LLC 19,569 1,871,000 1.60%
24 Janney Montgomery Scott LLC 18,947 1,825,000 1.56%
25 HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 18,132 1,747,000 1.50%
26 PINNACLE FAMILY ADVISORS, LLC 16,031 1,544,000 1.32%
27 ASSET DEDICATION, LLC 15,587 1,499,000 1.28%
28 Commonwealth Equity Services, Inc 14,715 1,418,000 1.21%
29 FIRST NATIONAL TRUST CO 11,757 1,133,000 0.97%
30 Advisory Alpha, LLC 11,633 1,121,000 0.96%
31 VOYA FINANCIAL ADVISORS, INC. 10,677 1,020,000 0.87%
32 Cetera Advisors LLC 9,739 946,000 0.81%
33 INTEGRATED WEALTH MANAGEMENT 9,793 943,000 0.81%
34 Courage Miller Partners, LLC 9,423 908,000 0.78%
35 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 8,849 853,000 0.73%
36 JOHNSON INVESTMENT COUNSEL INC 6,432 619,000 0.53%
37 PNC FINANCIAL SERVICES GROUP, INC. 5,716 551,000 0.47%
38 ALESCO ADVISORS LLC 5,379 518,000 0.44%
39 Freedom Investment Management, Inc. 5,280 509,000 0.44%
40 Pure Financial Advisors, LLC 5,109 492,000 0.42%
41 ALLEGIS INVESTMENT ADVISORS, LLC 4,858 468,000 0.40%
42 Advisory Services Network, LLC 4,623 445,000 0.38%
43 Burt Wealth Advisors 4,526 436,000 0.37%
44 Canal Capital Management, LLC 4,497 433,000 0.37%
45 ADVISOR GROUP, INC. 4,252 410,000 0.35%
46 IFP ADVISORS, INC 4,221 407,000 0.35%
47 Private Advisor Group, LLC 4,198 402,000 0.34%
48 Raymond James Financial Services Advisors, Inc. 4,165 401,000 0.34%
49 WELLS FARGO & COMPANY/MN 3,873 373,000 0.32%
50 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 3,466 334,000 0.29%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.