Dark
Light
System
Security
SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 75 Institutional holders with a total value of $116,725,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Tower Research Capital LLC (TRC) 2 0 0.00%
3 BlackRock Finance, Inc. 7 1,000 0.00%
4 Perigon Wealth Management, LLC 32 3,000 0.00%
5 PARALLEL ADVISORS, LLC 74 7,000 0.01%
6 Ironwood Financial, llc 100 10,000 0.01%
7 FOUNDERS CAPITAL MANAGEMENT 131 13,000 0.01%
8 Winfield Associates, Inc. 200 19,000 0.02%
9 JACKSON, GRANT INVESTMENT ADVISERS, INC. 265 26,000 0.02%
10 BANK OF MONTREAL /CAN/ 331 32,000 0.03%
11 Avior Wealth Management, LLC 373 36,000 0.03%
12 Vantage Investment Advisors, LLC 447 43,000 0.04%
13 ARCADIA INVESTMENT MANAGEMENT CORP/MI 493 47,000 0.04%
14 Parkside Financial Bank & Trust 701 67,000 0.06%
15 Manchester Capital Management LLC 700 67,000 0.06%
16 GENEOS WEALTH MANAGEMENT INC. 962 92,000 0.08%
17 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1,067 103,000 0.09%
18 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,158 112,000 0.10%
19 NEXT Financial Group, Inc 1,475 142,000 0.12%
20 BRONFMAN E.L. ROTHSCHILD, L.P. 2,199 212,000 0.18%
21 TWO SIGMA SECURITIES, LLC 2,307 222,000 0.19%
22 ARBOR WEALTH MANAGEMENT, LLC 2,417 229,000 0.20%
23 COLONY GROUP LLC 2,831 273,000 0.23%
24 HBK Sorce Advisory LLC 3,279 316,000 0.27%
25 CORRADO ADVISORS, LLC 3,320 320,000 0.27%
26 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 3,466 334,000 0.29%
27 WELLS FARGO & COMPANY/MN 3,873 373,000 0.32%
28 Raymond James Financial Services Advisors, Inc. 4,165 401,000 0.34%
29 Private Advisor Group, LLC 4,198 402,000 0.34%
30 IFP ADVISORS, INC 4,221 407,000 0.35%
31 ADVISOR GROUP, INC. 4,252 410,000 0.35%
32 Canal Capital Management, LLC 4,497 433,000 0.37%
33 Burt Wealth Advisors 4,526 436,000 0.37%
34 Advisory Services Network, LLC 4,623 445,000 0.38%
35 ALLEGIS INVESTMENT ADVISORS, LLC 4,858 468,000 0.40%
36 Pure Financial Advisors, LLC 5,109 492,000 0.42%
37 Freedom Investment Management, Inc. 5,280 509,000 0.44%
38 ALESCO ADVISORS LLC 5,379 518,000 0.44%
39 PNC FINANCIAL SERVICES GROUP, INC. 5,716 551,000 0.47%
40 JOHNSON INVESTMENT COUNSEL INC 6,432 619,000 0.53%
41 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 8,849 853,000 0.73%
42 Courage Miller Partners, LLC 9,423 908,000 0.78%
43 INTEGRATED WEALTH MANAGEMENT 9,793 943,000 0.81%
44 Cetera Advisors LLC 9,739 946,000 0.81%
45 VOYA FINANCIAL ADVISORS, INC. 10,677 1,020,000 0.87%
46 Advisory Alpha, LLC 11,633 1,121,000 0.96%
47 FIRST NATIONAL TRUST CO 11,757 1,133,000 0.97%
48 Commonwealth Equity Services, Inc 14,715 1,418,000 1.21%
49 ASSET DEDICATION, LLC 15,587 1,499,000 1.28%
50 PINNACLE FAMILY ADVISORS, LLC 16,031 1,544,000 1.32%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.