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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 39 Institutional holders with a total value of $51,429,914.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CHARTIST INC /CA/ 61,419 15,045,000 29.25%
2 LPL Financial LLC 90,592 10,326,000 20.08%
3 WELLS FARGO & COMPANY/MN 59,264 6,755,000 13.13%
4 Tradewinds Capital Management, LLC 22,070 2,516,000 4.89%
5 UBS AG 20,332 2,317,000 4.51%
6 BB&T SECURITIES, LLC 2,021 2,303,000 4.48%
7 MORGAN STANLEY 19,332 2,203,000 4.28%
8 Cambridge Investment Research Advisors, Inc. 13,694 1,561,000 3.04%
9 Virtu KCG Holdings LLC 12,731 1,451,000 2.82%
10 CABOT WEALTH MANAGEMENT INC 9,653 1,100,000 2.14%
11 Courage Miller Partners, LLC 6,259 713,000 1.39%
12 BANK OF AMERICA CORP /DE/ 5,716 652,000 1.27%
13 Asset Management Group, Inc. 5,375 613,000 1.19%
14 AMERIPRISE FINANCIAL INC 4,582 522,000 1.01%
15 Freedom Investment Management, Inc. 4,535 517,000 1.01%
16 B. Riley Wealth Advisors, Inc. 4,510 514,000 1.00%
17 Commonwealth Equity Services, Inc 4,419 504,000 0.98%
18 HighTower Advisors, LLC 2,430 277,000 0.54%
19 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 2,168 247,000 0.48%
20 SALEM INVESTMENT COUNSELORS INC 2,000 228,000 0.44%
21 ENVESTNET ASSET MANAGEMENT INC 1,693 193,000 0.38%
22 Creative Planning 1,551 177,000 0.34%
23 ARROW FINANCIAL CORP 1,250 142,000 0.28%
24 NEW ENGLAND SECURITIES CORP /MA/ 1,221 139,000 0.27%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 726 83,000 0.16%
26 OPTIMUM INVESTMENT ADVISORS 700 80,000 0.16%
27 GLENMEDE TRUST CO NA 600 68,000 0.13%
28 ROYAL BANK OF CANADA 333 38,000 0.07%
29 AMERICAN INTERNATIONAL GROUP, INC. 280 31,914 0.06%
30 Avior Wealth Management, LLC 231 26,000 0.05%
31 M&T BANK CORP 188 21,000 0.04%
32 Partnervest Advisory Services LLC 150 17,000 0.03%
33 CITIGROUP INC 125 14,000 0.03%
34 Corbenic Partners LLC 114 13,000 0.03%
35 PRIVATE TRUST CO NA 109 12,000 0.02%
36 B. Riley Wealth Management, Inc. 50 6,000 0.01%
37 Vantage Investment Advisors, LLC 24 3,000 0.01%
38 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 18 2,000 0.00%
39 Tower Research Capital LLC (TRC) 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.