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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 68 Institutional holders with a total value of $143,849,080.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CHARTIST INC /CA/ 130,448 33,139,224 23.04%
2 LPL Financial LLC 186,374 21,637,000 15.04%
3 STIFEL FINANCIAL CORP 36,331 14,116,000 9.81%
4 Noven Financial Group, Inc. 110,093 12,967,000 9.01%
5 KRILOGY FINANCIAL LLC 79,264 9,336,000 6.49%
6 Financial Management Professionals, Inc. 50,344 5,929,000 4.12%
7 RAYMOND JAMES & ASSOCIATES 49,153 5,789,000 4.02%
8 MORGAN STANLEY 35,068 4,130,000 2.87%
9 BANK OF AMERICA CORP /DE/ 33,253 3,916,000 2.72%
10 WELLS FARGO & COMPANY/MN 24,947 2,939,000 2.04%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,640 2,894,000 2.01%
12 UBS Group AG 21,940 2,584,000 1.80%
13 Tradewinds Capital Management, LLC 20,230 2,383,000 1.66%
14 Courage Miller Partners, LLC 17,844 2,102,000 1.46%
15 Cambridge Investment Research Advisors, Inc. 15,300 1,802,000 1.25%
16 EP Wealth Advisors, LLC 13,835 1,629,000 1.13%
17 B. Riley Wealth Advisors, Inc. 11,565 1,363,000 0.95%
18 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 10,246 1,207,000 0.84%
19 Commonwealth Equity Services, Inc 8,449 995,000 0.69%
20 HBK Sorce Advisory LLC 8,255 972,000 0.68%
21 HARBOUR INVESTMENT MANAGEMENT LLC 8,180 963,000 0.67%
22 HighTower Advisors, LLC 7,975 942,000 0.65%
23 Asset Management Group, Inc. 7,778 916,000 0.64%
24 CABOT WEALTH MANAGEMENT INC 7,611 896,000 0.62%
25 VOYA FINANCIAL ADVISORS, INC. 7,444 883,000 0.61%
26 MSI Financial Services Inc 5,668 668,000 0.46%
27 Freedom Investment Management, Inc. 5,643 665,000 0.46%
28 FAS Wealth Partners, Inc. 5,599 659,000 0.46%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,795 565,000 0.39%
30 GHP Investment Advisors, Inc. 3,410 402,000 0.28%
31 Advisory Services Network, LLC 2,902 342,000 0.24%
32 IFP ADVISORS, INC 2,601 306,000 0.21%
33 COLONY GROUP LLC 2,564 302,000 0.21%
34 Gradient Investments LLC 2,163 255,000 0.18%
35 ALLIANCE WEALTH MANAGEMENT GROUP 2,067 243,000 0.17%
36 SALEM INVESTMENT COUNSELORS INC 2,000 235,000 0.16%
37 VSR Financial Services, Inc. 1,974 232,000 0.16%
38 AMERICAN INTERNATIONAL GROUP, INC. 1,952 230,000 0.16%
39 SG Americas Securities, LLC 1,949 230,000 0.16%
40 Private Advisor Group, LLC 1,932 228,000 0.16%
41 First Allied Advisory Services, Inc. 1,912 227,000 0.16%
42 ENVESTNET ASSET MANAGEMENT INC 1,880 221,000 0.15%
43 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1,495 176,000 0.12%
44 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 1,331 157,000 0.11%
45 BRONFMAN E.L. ROTHSCHILD, L.P. 1,316 155,000 0.11%
46 ARROW FINANCIAL CORP 1,250 147,000 0.10%
47 Burt Wealth Advisors 1,150 135,000 0.09%
48 First Horizon Advisors, Inc. 1,102 130,000 0.09%
49 Creative Planning 981 116,000 0.08%
50 GLENMEDE TRUST CO NA 600 70,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.