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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 54 Institutional holders with a total value of $80,939,047.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Noven Financial Group, Inc. 109,902 12,753,000 15.76%
2 LPL Financial LLC 104,175 12,353,000 15.26%
3 KRILOGY FINANCIAL LLC 70,589 8,191,000 10.12%
4 WELLS FARGO & COMPANY/MN 47,272 5,486,000 6.78%
5 RAYMOND JAMES & ASSOCIATES 47,189 5,476,000 6.77%
6 STIFEL FINANCIAL CORP 30,618 3,552,000 4.39%
7 CITADEL ADVISORS LLC 27,518 3,195,000 3.95%
8 MORGAN STANLEY 23,651 2,745,000 3.39%
9 Tradewinds Capital Management, LLC 22,690 2,633,000 3.25%
10 CHARTIST INC /CA/ 10,015 2,469,000 3.05%
11 JANE STREET GROUP, LLC 20,941 2,430,000 3.00%
12 UBS Group AG 20,630 2,394,000 2.96%
13 SALEM INVESTMENT COUNSELORS INC 2,000 2,153,000 2.66%
14 Courage Miller Partners, LLC 17,713 2,055,000 2.54%
15 Cambridge Investment Research Advisors, Inc. 14,261 1,655,000 2.04%
16 B. Riley Wealth Advisors, Inc. 11,085 1,287,000 1.59%
17 ROYAL BANK OF CANADA 8,343 968,000 1.20%
18 BANK OF AMERICA CORP /DE/ 7,837 910,000 1.12%
19 CABOT WEALTH MANAGEMENT INC 7,658 889,000 1.10%
20 Asset Management Group, Inc. 7,656 888,000 1.10%
21 HARBOUR INVESTMENT MANAGEMENT LLC 6,980 810,000 1.00%
22 VOYA FINANCIAL ADVISORS, INC. 6,125 703,000 0.87%
23 HighTower Advisors, LLC 4,867 565,000 0.70%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,348 505,000 0.62%
25 Tower Research Capital LLC (TRC) 4,066 472,000 0.58%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,926 455,000 0.56%
27 Advisory Services Network, LLC 2,901 337,000 0.42%
28 Commonwealth Equity Services, Inc 2,620 304,000 0.38%
29 VSR Financial Services, Inc. 2,128 247,000 0.31%
30 First Allied Advisory Services, Inc. 1,982 230,000 0.28%
31 SG Americas Securities, LLC 1,949 226,000 0.28%
32 ENVESTNET ASSET MANAGEMENT INC 1,886 219,000 0.27%
33 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1,498 174,000 0.21%
34 ARROW FINANCIAL CORP 1,250 145,000 0.18%
35 MSI Financial Services Inc 1,179 137,000 0.17%
36 Creative Planning 1,051 122,000 0.15%
37 AMERICAN INTERNATIONAL GROUP, INC. 1,056 122,000 0.15%
38 First Horizon Advisors, Inc. 1,045 121,000 0.15%
39 Freedom Investment Management, Inc. 11,008 108,000 0.13%
40 Burt Wealth Advisors 885 102,000 0.13%
41 GLENMEDE TRUST CO NA 600 69,000 0.09%
42 Simplicity Solutions, LLC 483 56,047 0.07%
43 CITIGROUP INC 293 34,000 0.04%
44 NEXT Financial Group, Inc 280 32,000 0.04%
45 Avior Wealth Management, LLC 236 27,000 0.03%
46 PNC FINANCIAL SERVICES GROUP, INC. 208 24,000 0.03%
47 BANK OF MONTREAL /CAN/ 170 20,000 0.02%
48 Manchester Capital Management LLC 164 19,000 0.02%
49 Vantage Investment Advisors, LLC 151 18,000 0.02%
50 SIGNATUREFD, LLC 150 17,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.