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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 45 Institutional holders with a total value of $57,999,862.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CHARTIST INC /CA/ 58,873 15,512,000 26.74%
2 LPL Financial LLC 87,217 10,337,000 17.82%
3 WELLS FARGO & COMPANY/MN 52,969 6,278,000 10.82%
4 Courage Miller Partners, LLC 35,277 4,181,000 7.21%
5 UBS Group AG 21,829 2,587,000 4.46%
6 MORGAN STANLEY 21,427 2,539,000 4.38%
7 SG Americas Securities, LLC 16,923 2,006,000 3.46%
8 Avidian Wealth Enterprises, LLC 16,279 1,929,000 3.33%
9 Cambridge Investment Research Advisors, Inc. 13,928 1,651,000 2.85%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,266 1,449,000 2.50%
11 B. Riley Wealth Advisors, Inc. 9,615 1,140,000 1.97%
12 CABOT WEALTH MANAGEMENT INC 8,466 1,003,000 1.73%
13 Asset Management Group, Inc. 8,396 995,000 1.72%
14 BANK OF AMERICA CORP /DE/ 7,780 922,000 1.59%
15 JANE STREET GROUP, LLC 6,823 809,000 1.39%
16 Tradewinds Capital Management, LLC 6,582 780,000 1.34%
17 Freedom Investment Management, Inc. 4,510 535,000 0.92%
18 MARINER INDEPENDENT ADVISOR NETWORK, LLC 3,224 382,108 0.66%
19 Commonwealth Equity Services, Inc 2,681 318,000 0.55%
20 HighTower Advisors, LLC 2,464 292,000 0.50%
21 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 2,317 275,000 0.47%
22 SALEM INVESTMENT COUNSELORS INC 2,000 237,000 0.41%
23 First Allied Advisory Services, Inc. 1,965 235,000 0.41%
24 VSR Financial Services, Inc. 1,763 209,000 0.36%
25 ENVESTNET ASSET MANAGEMENT INC 1,746 207,000 0.36%
26 Stratos Wealth Partners, LTD. 1,621 192,121 0.33%
27 ARROW FINANCIAL CORP 1,250 148,000 0.26%
28 Creative Planning 1,051 125,000 0.22%
29 Burt Wealth Advisors 889 115,000 0.20%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 934 111,000 0.19%
31 OPTIMUM INVESTMENT ADVISORS 700 83,000 0.14%
32 GLENMEDE TRUST CO NA 600 71,000 0.12%
33 ROYAL BANK OF CANADA 535 63,000 0.11%
34 Simplicity Solutions, LLC 490 58,075 0.10%
35 First Horizon Advisors, Inc. 447 53,000 0.09%
36 AMERICAN INTERNATIONAL GROUP, INC. 387 45,883 0.08%
37 Avior Wealth Management, LLC 369 44,000 0.08%
38 BANK OF MONTREAL /CAN/ 170 20,000 0.03%
39 Manchester Capital Management LLC 164 19,000 0.03%
40 NATIONAL PLANNING CORP 151 17,675 0.03%
41 Corbenic Partners LLC 114 14,000 0.02%
42 B. Riley Wealth Management, Inc. 54 6,000 0.01%
43 Ironwood Financial, llc 25 3,000 0.01%
44 Vantage Investment Advisors, LLC 26 3,000 0.01%
45 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.