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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 76 Institutional holders with a total value of $205,026,604.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 389,765 51,846,000 25.29%
2 FAS Wealth Partners, Inc. 148,800 19,793,000 9.65%
3 LPL Financial LLC 120,310 16,046,000 7.83%
4 KAYS FINANCIAL ADVISORY CORP /ADV 95,876 12,753,000 6.22%
5 KRILOGY FINANCIAL LLC 93,899 12,490,000 6.09%
6 AMERIPRISE FINANCIAL INC 64,689 8,599,000 4.19%
7 CITADEL ADVISORS LLC 58,910 7,836,000 3.82%
8 RAYMOND JAMES & ASSOCIATES 47,558 6,326,000 3.09%
9 BANK OF AMERICA CORP /DE/ 38,613 5,137,000 2.51%
10 UBS Group AG 38,479 5,118,000 2.50%
11 JANE STREET GROUP, LLC 36,373 4,838,000 2.36%
12 STIFEL FINANCIAL CORP 35,384 4,707,000 2.30%
13 BERGANKDV WEALTH MANAGEMENT, LLC 35,258 4,690,000 2.29%
14 MCADAM, LLC 32,809 4,364,000 2.13%
15 MORGAN STANLEY 31,795 4,228,000 2.06%
16 VOYA FINANCIAL ADVISORS, INC. 19,099 2,549,000 1.24%
17 Commonwealth Equity Services, Inc 18,795 2,500,000 1.22%
18 MSI Financial Services Inc 17,165 2,283,000 1.11%
19 WELLS FARGO & COMPANY/MN 15,618 2,078,000 1.01%
20 Tradewinds Capital Management, LLC 15,527 2,065,000 1.01%
21 HARBOUR INVESTMENT MANAGEMENT LLC 15,345 2,041,000 1.00%
22 Cambridge Investment Research Advisors, Inc. 15,302 2,036,000 0.99%
23 GHP Investment Advisors, Inc. 13,010 1,731,000 0.84%
24 Strategic Advisors LLC 12,862 1,711,000 0.83%
25 Cetera Advisors LLC 12,701 1,691,000 0.82%
26 Courage Miller Partners, LLC 11,592 1,542,000 0.75%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,548 1,137,000 0.55%
28 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 8,018 1,067,000 0.52%
29 SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP 7,823 1,041,000 0.51%
30 Asset Management Group, Inc. 7,553 1,005,000 0.49%
31 MARIETTA WEALTH MANAGEMENT, LLC 7,485 996,000 0.49%
32 Gradient Investments LLC 5,752 765,000 0.37%
33 CABOT WEALTH MANAGEMENT INC 5,604 745,000 0.36%
34 Freedom Investment Management, Inc. 5,248 698,000 0.34%
35 HighTower Advisors, LLC 5,066 673,000 0.33%
36 CORNERSTONE WEALTH MANAGEMENT, LLC 4,610 615,000 0.30%
37 ADVISOR GROUP, INC. 4,281 570,000 0.28%
38 Raymond James Financial Services Advisors, Inc. 4,163 554,000 0.27%
39 Private Advisor Group, LLC 3,617 486,000 0.24%
40 IFP ADVISORS, INC 3,353 446,000 0.22%
41 Stratos Wealth Partners, LTD. 2,560 341,000 0.17%
42 One Capital Management, LLC 2,430 323,000 0.16%
43 SALEM INVESTMENT COUNSELORS INC 2,000 266,000 0.13%
44 BOSTON FINANCIAL MANGEMENT LLC 1,736 231,000 0.11%
45 PRIVATE TRUST CO NA 1,595 212,000 0.10%
46 BRONFMAN E.L. ROTHSCHILD, L.P. 1,465 195,000 0.10%
47 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1,381 184,000 0.09%
48 ARROW FINANCIAL CORP 1,285 171,000 0.08%
49 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,267 169,000 0.08%
50 Burt Wealth Advisors 1,084 144,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.