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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 41 Institutional holders with a total value of $54,509,796.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CHARTIST INC /CA/ 60,728 15,669,000 28.75%
2 LPL Financial LLC 88,889 10,356,000 19.00%
3 WELLS FARGO & COMPANY/MN 53,586 6,243,000 11.45%
4 Virtu KCG Holdings LLC 24,040 2,809,000 5.15%
5 BB&T SECURITIES, LLC 2,021 2,354,000 4.32%
6 MORGAN STANLEY 20,105 2,342,000 4.30%
7 Tradewinds Capital Management, LLC 17,650 2,056,000 3.77%
8 UBS AG 17,556 2,045,000 3.75%
9 Cambridge Investment Research Advisors, Inc. 13,860 1,615,000 2.96%
10 CABOT WEALTH MANAGEMENT INC 9,453 1,101,000 2.02%
11 SG Americas Securities, LLC 8,261 962,000 1.76%
12 BANK OF AMERICA CORP /DE/ 8,072 940,000 1.72%
13 Courage Miller Partners, LLC 7,143 832,000 1.53%
14 Asset Management Group, Inc. 6,565 765,000 1.40%
15 B. Riley Wealth Advisors, Inc. 11,850 688,050 1.26%
16 Freedom Investment Management, Inc. 4,337 505,000 0.93%
17 Commonwealth Equity Services, Inc 3,161 368,000 0.68%
18 MARINER INDEPENDENT ADVISOR NETWORK, LLC 2,665 310,476 0.57%
19 HighTower Advisors, LLC 2,435 284,000 0.52%
20 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 2,309 269,000 0.49%
21 Avidian Wealth Enterprises, LLC 2,259 263,000 0.48%
22 SALEM INVESTMENT COUNSELORS INC 2,000 233,000 0.43%
23 First Allied Advisory Services, Inc. 1,964 230,000 0.42%
24 ROYAL BANK OF CANADA 1,880 219,000 0.40%
25 ENVESTNET ASSET MANAGEMENT INC 1,745 203,000 0.37%
26 ARROW FINANCIAL CORP 1,250 146,000 0.27%
27 Creative Planning 1,051 122,000 0.22%
28 NEW ENGLAND SECURITIES CORP /MA/ 856 100,000 0.18%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 784 91,000 0.17%
30 OPTIMUM INVESTMENT ADVISORS 700 82,000 0.15%
31 GLENMEDE TRUST CO NA 600 69,000 0.13%
32 AMERICAN INTERNATIONAL GROUP, INC. 380 44,270 0.08%
33 PRIVATE TRUST CO NA 381 44,000 0.08%
34 Avior Wealth Management, LLC 366 43,000 0.08%
35 AMERIPRISE FINANCIAL INC 278 32,000 0.06%
36 M&T BANK CORP 188 22,000 0.04%
37 Partnervest Advisory Services LLC 150 17,000 0.03%
38 CITIGROUP INC 125 15,000 0.03%
39 Corbenic Partners LLC 114 13,000 0.02%
40 B. Riley Wealth Management, Inc. 50 5,000 0.01%
41 Vantage Investment Advisors, LLC 24 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.