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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 50 Institutional holders with a total value of $71,491,975.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CHARTIST INC /CA/ 57,502 15,794,000 22.09%
2 LPL Financial LLC 81,547 10,203,000 14.27%
3 BANK OF AMERICA CORP /DE/ 54,606 6,841,000 9.57%
4 JANE STREET GROUP, LLC 32,215 4,036,000 5.65%
5 WELLS FARGO & COMPANY/MN 29,857 3,740,000 5.23%
6 RAYMOND JAMES & ASSOCIATES 29,795 3,732,000 5.22%
7 Tradewinds Capital Management, LLC 28,374 3,554,000 4.97%
8 Courage Miller Partners, LLC 22,841 2,861,000 4.00%
9 UBS Group AG 22,110 2,770,000 3.87%
10 MORGAN STANLEY 16,845 2,110,000 2.95%
11 Avidian Wealth Enterprises, LLC 15,700 1,967,000 2.75%
12 STIFEL FINANCIAL CORP 15,357 1,923,000 2.69%
13 Cambridge Investment Research Advisors, Inc. 14,244 1,784,000 2.50%
14 B. Riley Wealth Advisors, Inc. 10,015 1,255,000 1.76%
15 VOYA FINANCIAL ADVISORS, INC. 9,521 1,192,000 1.67%
16 Asset Management Group, Inc. 8,440 1,057,000 1.48%
17 SG Americas Securities, LLC 8,117 1,017,000 1.42%
18 CABOT WEALTH MANAGEMENT INC 8,022 1,005,000 1.41%
19 Freedom Investment Management, Inc. 4,868 610,000 0.85%
20 ENVESTNET ASSET MANAGEMENT INC 3,441 431,000 0.60%
21 First Allied Advisory Services, Inc. 3,356 422,000 0.59%
22 Commonwealth Equity Services, Inc 2,960 371,000 0.52%
23 HighTower Advisors, LLC 2,477 310,000 0.43%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,029 254,000 0.36%
25 SALEM INVESTMENT COUNSELORS INC 2,000 250,000 0.35%
26 VSR Financial Services, Inc. 1,858 233,000 0.33%
27 PRIVATE TRUST CO NA 1,662 207,000 0.29%
28 Stratos Wealth Partners, LTD. 1,621 203,000 0.28%
29 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1,508 189,000 0.26%
30 ARROW FINANCIAL CORP 1,250 157,000 0.22%
31 First Horizon Advisors, Inc. 1,045 131,000 0.18%
32 MANAGED ACCOUNT ADVISORS LLC 961 120,000 0.17%
33 Burt Wealth Advisors 841 115,000 0.16%
34 AMERICAN INTERNATIONAL GROUP, INC. 880 110,187 0.15%
35 MSI Financial Services Inc 871 109,000 0.15%
36 ROYAL BANK OF CANADA 839 106,000 0.15%
37 Simplicity Solutions, LLC 605 75,788 0.11%
38 GLENMEDE TRUST CO NA 600 75,000 0.10%
39 CITIGROUP INC 239 30,000 0.04%
40 Avior Wealth Management, LLC 235 29,000 0.04%
41 Manchester Capital Management LLC 164 21,000 0.03%
42 BANK OF MONTREAL /CAN/ 170 21,000 0.03%
43 B. Riley Wealth Management, Inc. 115 14,000 0.02%
44 Corbenic Partners LLC 114 14,000 0.02%
45 Ironwood Financial, llc 105 13,000 0.02%
46 INTEGRATED WEALTH MANAGEMENT 96 12,000 0.02%
47 SHARKEY, HOWES & JAVER 70 9,000 0.01%
48 PNC FINANCIAL SERVICES GROUP, INC. 40 5,000 0.01%
49 Vantage Investment Advisors, LLC 29 4,000 0.01%
50 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.