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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 64 Institutional holders with a total value of $77,025,712.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 185,328 21,735,000 28.22%
2 KRILOGY FINANCIAL LLC 79,127 9,381,000 12.18%
3 RAYMOND JAMES & ASSOCIATES 36,789 4,362,000 5.66%
4 STIFEL FINANCIAL CORP 34,763 4,121,000 5.35%
5 AMERIPRISE FINANCIAL INC 30,791 3,647,000 4.73%
6 MORGAN STANLEY 28,538 3,383,000 4.39%
7 WELLS FARGO & COMPANY/MN 24,918 2,954,000 3.84%
8 UBS Group AG 17,914 2,124,000 2.76%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,832 2,117,000 2.75%
10 Courage Miller Partners, LLC 16,962 2,011,000 2.61%
11 Cambridge Investment Research Advisors, Inc. 14,584 1,729,000 2.24%
12 HARBOUR INVESTMENT MANAGEMENT LLC 13,220 1,567,000 2.03%
13 B. Riley Wealth Advisors, Inc. 11,560 1,371,000 1.78%
14 BERGANKDV WEALTH MANAGEMENT, LLC 11,178 1,325,000 1.72%
15 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 9,015 1,069,000 1.39%
16 VOYA FINANCIAL ADVISORS, INC. 9,031 1,068,000 1.39%
17 Commonwealth Equity Services, Inc 7,996 948,000 1.23%
18 Asset Management Group, Inc. 7,699 913,000 1.19%
19 GHP Investment Advisors, Inc. 7,076 839,000 1.09%
20 CABOT WEALTH MANAGEMENT INC 7,024 833,000 1.08%
21 MSI Financial Services Inc 7,027 833,000 1.08%
22 Tradewinds Capital Management, LLC 6,785 804,000 1.04%
23 Gradient Investments LLC 5,940 704,000 0.91%
24 BANK OF AMERICA CORP /DE/ 5,744 681,000 0.88%
25 HighTower Advisors, LLC 5,465 650,000 0.84%
26 Freedom Investment Management, Inc. 5,081 602,000 0.78%
27 Raymond James Financial Services Advisors, Inc. 4,306 511,000 0.66%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,179 495,000 0.64%
29 FAS Wealth Partners, Inc. 3,590 426,000 0.55%
30 IFP ADVISORS, INC 2,927 347,000 0.45%
31 Advisory Services Network, LLC 2,900 344,000 0.45%
32 Private Advisor Group, LLC 2,721 323,000 0.42%
33 AMERICAN INTERNATIONAL GROUP, INC. 2,504 296,000 0.38%
34 SALEM INVESTMENT COUNSELORS INC 2,000 237,000 0.31%
35 SG Americas Securities, LLC 1,949 231,000 0.30%
36 GOLDMAN SACHS GROUP INC 1,931 229,000 0.30%
37 VSR Financial Services, Inc. 1,874 222,000 0.29%
38 PRIVATE TRUST CO NA 1,695 200,000 0.26%
39 BRONFMAN E.L. ROTHSCHILD, L.P. 1,350 160,000 0.21%
40 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1,293 153,000 0.20%
41 Burt Wealth Advisors 1,254 149,000 0.19%
42 ARROW FINANCIAL CORP 1,250 148,000 0.19%
43 Argentus Capital Management, LLC 1,144 136,000 0.18%
44 First Horizon Advisors, Inc. 1,125 133,000 0.17%
45 Creative Planning 981 116,000 0.15%
46 GLENMEDE TRUST CO NA 600 71,000 0.09%
47 Parkside Financial Bank & Trust 449 53,000 0.07%
48 Vantage Investment Advisors, LLC 262 31,000 0.04%
49 Transamerica Financial Advisors, LLC 237 29,000 0.04%
50 Avior Wealth Management, LLC 239 28,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.