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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 71 Institutional holders with a total value of $116,771,510.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 109,569 13,850,000 11.86%
2 KAYS FINANCIAL ADVISORY CORP /ADV 92,249 11,766,000 10.08%
3 KRILOGY FINANCIAL LLC 92,227 11,764,000 10.07%
4 FAS Wealth Partners, Inc. 77,165 9,842,000 8.43%
5 AMERIPRISE FINANCIAL INC 58,166 7,409,000 6.34%
6 RAYMOND JAMES & ASSOCIATES 42,244 5,388,000 4.61%
7 BANK OF AMERICA CORP /DE/ 40,425 5,156,000 4.42%
8 BERGANKDV WEALTH MANAGEMENT, LLC 33,550 4,279,000 3.66%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 28,952 3,693,000 3.16%
10 STIFEL FINANCIAL CORP 25,525 3,256,000 2.79%
11 MORGAN STANLEY 24,860 3,171,000 2.72%
12 Tradewinds Capital Management, LLC 24,021 3,064,000 2.62%
13 JANE STREET GROUP, LLC 20,390 2,601,000 2.23%
14 SALEM INVESTMENT COUNSELORS INC 2,000 2,551,000 2.18%
15 WELLS FARGO & COMPANY/MN 19,037 2,429,000 2.08%
16 UBS Group AG 17,113 2,183,000 1.87%
17 Cambridge Investment Research Advisors, Inc. 15,048 1,919,000 1.64%
18 MSI Financial Services Inc 14,549 1,856,000 1.59%
19 HARBOUR INVESTMENT MANAGEMENT LLC 12,970 1,654,000 1.42%
20 Courage Miller Partners, LLC 12,010 1,532,000 1.31%
21 B. Riley Wealth Advisors, Inc. 11,323 1,445,000 1.24%
22 Commonwealth Equity Services, Inc 11,051 1,410,000 1.21%
23 GHP Investment Advisors, Inc. 10,566 1,348,000 1.15%
24 VOYA FINANCIAL ADVISORS, INC. 10,583 1,339,000 1.15%
25 Asset Management Group, Inc. 7,521 959,000 0.82%
26 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 7,077 903,000 0.77%
27 Cetera Advisors LLC 6,192 800,000 0.69%
28 CABOT WEALTH MANAGEMENT INC 6,037 770,000 0.66%
29 Gradient Investments LLC 5,865 748,000 0.64%
30 Freedom Investment Management, Inc. 5,388 687,000 0.59%
31 HighTower Advisors, LLC 5,223 665,000 0.57%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,012 639,000 0.55%
33 Advisory Services Network, LLC 3,950 504,000 0.43%
34 Raymond James Financial Services Advisors, Inc. 3,808 486,000 0.42%
35 SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP 3,692 471,000 0.40%
36 CORNERSTONE WEALTH MANAGEMENT, LLC 3,730 470,000 0.40%
37 IFP ADVISORS, INC 3,274 418,000 0.36%
38 ENVESTNET ASSET MANAGEMENT INC 3,197 408,000 0.35%
39 ADVISOR GROUP, INC. 2,801 357,000 0.31%
40 Stratos Wealth Partners, LTD. 2,433 310,000 0.27%
41 Private Advisor Group, LLC 1,813 229,000 0.20%
42 BOSTON FINANCIAL MANGEMENT LLC 1,731 221,000 0.19%
43 PRIVATE TRUST CO NA 1,695 216,000 0.18%
44 BRONFMAN E.L. ROTHSCHILD, L.P. 1,485 189,000 0.16%
45 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1,401 179,000 0.15%
46 ARROW FINANCIAL CORP 1,285 164,000 0.14%
47 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,270 162,000 0.14%
48 Burt Wealth Advisors 1,054 134,000 0.11%
49 First Horizon Advisors, Inc. 1,027 131,000 0.11%
50 Creative Planning 867 111,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.