Dark
Light
System
Security
SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 68 Institutional holders with a total value of $143,849,080.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 11 1,000 0.00%
3 ROYAL BANK OF CANADA 20 2,000 0.00%
4 ALLEGIS INVESTMENT ADVISORS, LLC 14 2,000 0.00%
5 AUSDAL FINANCIAL PARTNERS, INC. 40 5,000 0.00%
6 INTEGRATED WEALTH MANAGEMENT 89 10,000 0.01%
7 HIGH FALLS ADVISORS, INC 100 12,000 0.01%
8 Corbenic Partners LLC 114 13,000 0.01%
9 SIGNATUREFD, LLC 150 18,000 0.01%
10 Manchester Capital Management LLC 164 19,000 0.01%
11 BANK OF MONTREAL /CAN/ 170 20,000 0.01%
12 PNC FINANCIAL SERVICES GROUP, INC. 214 25,000 0.02%
13 CITIGROUP INC 230 27,000 0.02%
14 Avior Wealth Management, LLC 239 28,000 0.02%
15 Simplicity Solutions, LLC 245 28,856 0.02%
16 Vantage Investment Advisors, LLC 243 29,000 0.02%
17 NEXT Financial Group, Inc 280 32,000 0.02%
18 Parkside Financial Bank & Trust 442 52,000 0.04%
19 GLENMEDE TRUST CO NA 600 70,000 0.05%
20 Creative Planning 981 116,000 0.08%
21 First Horizon Advisors, Inc. 1,102 130,000 0.09%
22 Burt Wealth Advisors 1,150 135,000 0.09%
23 ARROW FINANCIAL CORP 1,250 147,000 0.10%
24 BRONFMAN E.L. ROTHSCHILD, L.P. 1,316 155,000 0.11%
25 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 1,331 157,000 0.11%
26 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1,495 176,000 0.12%
27 ENVESTNET ASSET MANAGEMENT INC 1,880 221,000 0.15%
28 First Allied Advisory Services, Inc. 1,912 227,000 0.16%
29 Private Advisor Group, LLC 1,932 228,000 0.16%
30 AMERICAN INTERNATIONAL GROUP, INC. 1,952 230,000 0.16%
31 SG Americas Securities, LLC 1,949 230,000 0.16%
32 VSR Financial Services, Inc. 1,974 232,000 0.16%
33 SALEM INVESTMENT COUNSELORS INC 2,000 235,000 0.16%
34 ALLIANCE WEALTH MANAGEMENT GROUP 2,067 243,000 0.17%
35 Gradient Investments LLC 2,163 255,000 0.18%
36 COLONY GROUP LLC 2,564 302,000 0.21%
37 IFP ADVISORS, INC 2,601 306,000 0.21%
38 Advisory Services Network, LLC 2,902 342,000 0.24%
39 GHP Investment Advisors, Inc. 3,410 402,000 0.28%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,795 565,000 0.39%
41 FAS Wealth Partners, Inc. 5,599 659,000 0.46%
42 Freedom Investment Management, Inc. 5,643 665,000 0.46%
43 MSI Financial Services Inc 5,668 668,000 0.46%
44 VOYA FINANCIAL ADVISORS, INC. 7,444 883,000 0.61%
45 CABOT WEALTH MANAGEMENT INC 7,611 896,000 0.62%
46 Asset Management Group, Inc. 7,778 916,000 0.64%
47 HighTower Advisors, LLC 7,975 942,000 0.65%
48 HARBOUR INVESTMENT MANAGEMENT LLC 8,180 963,000 0.67%
49 HBK Sorce Advisory LLC 8,255 972,000 0.68%
50 Commonwealth Equity Services, Inc 8,449 995,000 0.69%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.