Dark
Light
System
Security
SPDR S&P 600 SMALL CAP VALUE ETF
SPDR S&P 600 SMALL CAP VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 100 Institutional holders with a total value of $257,862,103.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Winfield Associates, Inc. 10 1,000 0.00%
3 ARMOR INVESTMENT ADVISORS, LLC 10 1,000 0.00%
4 Ballentine Partners, LLC 15 2,000 0.00%
5 NEXT Financial Group, Inc 13 2,000 0.00%
6 PARALLEL ADVISORS, LLC 26 3,000 0.00%
7 Perigon Wealth Management, LLC 37 4,000 0.00%
8 Ameritas Investment Partners, Inc. 50 5,000 0.00%
9 Ironwood Financial, llc 55 7,000 0.00%
10 People's United Financial, Inc. 70 8,000 0.00%
11 IHT WEALTH MANAGEMENT, LLC 69 8,000 0.00%
12 CREATIVE FINANCIAL DESIGNS INC /ADV 135 16,000 0.01%
13 SUTTON WEALTH ADVISORS INC. 153 18,209 0.01%
14 ASSETMARK, INC 176 21,000 0.01%
15 CITIGROUP INC 200 24,000 0.01%
16 Burt Wealth Advisors 248 30,000 0.01%
17 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 261 31,000 0.01%
18 BANK OF MONTREAL /CAN/ 269 31,000 0.01%
19 PNC FINANCIAL SERVICES GROUP, INC. 285 34,000 0.01%
20 MANUFACTURERS LIFE INSURANCE COMPANY, THE 315 37,000 0.01%
21 Hanson & Doremus Investment Management 318 37,894 0.01%
22 GLOBAL RETIREMENT PARTNERS, LLC 346 41,000 0.02%
23 Capital Directions Investment Advisors, LLC 387 46,000 0.02%
24 Avior Wealth Management, LLC 432 51,000 0.02%
25 US BANCORP \DE\ 521 62,000 0.02%
26 WealthTrust-Arizona, LLC 644 77,000 0.03%
27 Patten Group, Inc. 780 92,000 0.04%
28 TOMPKINS FINANCIAL CORP 855 102,000 0.04%
29 BRONFMAN E.L. ROTHSCHILD, L.P. 878 105,000 0.04%
30 BELL ROCK CAPITAL LLC 1,404 164,000 0.06%
31 REILLY FINANCIAL ADVISORS, LLC 1,669 199,000 0.08%
32 Creative Planning 1,762 210,000 0.08%
33 ROYAL BANK OF CANADA 2,016 240,000 0.09%
34 Citizens Business Bank 2,327 277,000 0.11%
35 SII INVESTMENTS INC/WI 2,343 280,000 0.11%
36 Sequoia Financial Advisors, LLC 2,487 296,000 0.11%
37 SILVERCREST ASSET MANAGEMENT GROUP LLC 2,490 296,000 0.11%
38 Vantage Investment Advisors, LLC 2,690 319,000 0.12%
39 Regal Investment Advisors LLC 2,728 325,000 0.13%
40 Frontier Wealth Management LLC 3,823 455,000 0.18%
41 JENTNER CORP 3,900 464,000 0.18%
42 Stratos Wealth Partners, LTD. 4,004 477,000 0.18%
43 WEALTHSOURCE PARTNERS, LLC 4,179 497,000 0.19%
44 CAPTRUST FINANCIAL ADVISORS 4,740 564,000 0.22%
45 J.P. Morgan Private Wealth Advisors LLC 4,847 577,000 0.22%
46 Courage Miller Partners, LLC 5,003 595,000 0.23%
47 M Holdings Securities, Inc. 5,247 624,000 0.24%
48 ProVise Management Group, LLC 5,559 662,000 0.26%
49 Carlson Capital Management 5,633 670,000 0.26%
50 Carroll Financial Associates, Inc. 5,656 673,000 0.26%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.