Dark
Light
System
Security
SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 77 Institutional holders with a total value of $227,382,746.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Argentus Capital Management, LLC 0 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 Livingston Group Asset Management CO (operating as Southport Capital Management) 44 2,000 0.00%
4 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 171 8,000 0.00%
5 MANUFACTURERS LIFE INSURANCE COMPANY, THE 200 9,000 0.00%
6 People's United Financial, Inc. 200 9,000 0.00%
7 Financial Architects, Inc 226 10,000 0.00%
8 Advisory Services Network, LLC 225 10,000 0.00%
9 WELLS FARGO & COMPANY/MN 308 14,000 0.01%
10 CT Financial Advisors LLC 315 14,514 0.01%
11 Commonwealth Financial Services, LLC 371 17,000 0.01%
12 JACKSON, GRANT INVESTMENT ADVISERS, INC. 614 28,000 0.01%
13 AlphaMark Advisors, LLC 632 29,000 0.01%
14 Ameritas Investment Partners, Inc. 801 36,000 0.02%
15 BENJAMIN F. EDWARDS & COMPANY, INC. 1,187 55,000 0.02%
16 US BANCORP \DE\ 1,209 56,000 0.02%
17 GENEOS WEALTH MANAGEMENT INC. 1,295 59,000 0.03%
18 WEALTHPLAN PARTNERS, LLC 1,370 63,124 0.03%
19 IFP ADVISORS, INC 1,418 65,000 0.03%
20 ZIONS BANCORPORATION 2,000 92,000 0.04%
21 SYNOVUS FINANCIAL CORP 2,447 113,000 0.05%
22 Creative Planning 2,977 137,000 0.06%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,195 147,000 0.06%
24 WFG Advisors, LP 3,189 147,000 0.06%
25 Winslow, Evans & Crocker, Inc. 4,560 210,108 0.09%
26 PARSONS CAPITAL MANAGEMENT INC/RI 4,760 219,000 0.10%
27 NAVELLIER & ASSOCIATES INC 4,941 228,000 0.10%
28 Chevy Chase Trust Holdings, LLC 5,065 233,000 0.10%
29 Affiance Financial, LLC 5,236 241,000 0.11%
30 VENTURI WEALTH MANAGEMENT, LLC 5,404 249,000 0.11%
31 HBK Sorce Advisory LLC 5,490 253,000 0.11%
32 ENVESTNET ASSET MANAGEMENT INC 5,686 262,000 0.12%
33 Country Club Trust Company, n.a. 6,015 277,000 0.12%
34 Cetera Advisor Networks LLC 6,659 308,000 0.14%
35 North Star Investment Management Corp. 8,110 374,000 0.16%
36 MSI Financial Services Inc 8,996 415,000 0.18%
37 BANK OF MONTREAL /CAN/ 9,508 438,000 0.19%
38 Cambridge Investment Research Advisors, Inc. 9,638 444,000 0.20%
39 VSR Financial Services, Inc. 9,658 445,000 0.20%
40 SignalPoint Asset Management, LLC 11,125 513,000 0.23%
41 Confluence Wealth Management LLC 12,303 567,000 0.25%
42 ADVISOR GROUP, INC. 12,343 567,000 0.25%
43 WESTPORT RESOURCES MANAGEMENT INC 13,146 606,000 0.27%
44 Windsor Capital Management, LLC 13,423 618,000 0.27%
45 PNC FINANCIAL SERVICES GROUP, INC. 17,277 796,000 0.35%
46 OPTIMUM INVESTMENT ADVISORS 17,695 815,000 0.36%
47 VOYA FINANCIAL ADVISORS, INC. 21,522 988,000 0.43%
48 SNS Financial Group, LLC 23,449 1,080,000 0.47%
49 Commonwealth Equity Services, Inc 27,099 1,249,000 0.55%
50 American Research & Management Co. 28,325 1,305,000 0.57%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.