| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 1,117,422 | 18,885,000 | 36.81% | ||
| 2 | MORGAN STANLEY | 353,538 | 5,975,000 | 11.64% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 337,610 | 5,706,000 | 11.12% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 302,490 | 5,113,000 | 9.96% | ||
| 5 | MARINER INVESTMENT GROUP LLC | 179,070 | 3,026,000 | 5.90% | ||
| 6 | 1607 Capital Partners, LLC | 137,296 | 2,320,000 | 4.52% | ||
| 7 | Invesco Ltd. | 83,640 | 1,414,000 | 2.76% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 81,409 | 1,376,000 | 2.68% | ||
| 9 | DOLIVER ADVISORS, LP | 71,203 | 1,203,000 | 2.34% | ||
| 10 | WOLVERINE ASSET MANAGEMENT LLC | 70,442 | 1,190,000 | 2.32% | ||
| 11 | Advisors Asset Management, Inc. | 68,360 | 1,155,000 | 2.25% | ||
| 12 | Saba Capital Management, L.P. | 67,424 | 1,139,000 | 2.22% | ||
| 13 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 55,822 | 943,000 | 1.84% | ||
| 14 | ROBINSON CAPITAL MANAGEMENT, LLC | 45,879 | 775,000 | 1.51% | ||
| 15 | WELLS FARGO & COMPANY/MN | 43,595 | 737,000 | 1.44% | ||
| 16 | Shaker Financial Services, LLC | 13,515 | 228,000 | 0.44% | ||
| 17 | ROYAL BANK OF CANADA | 4,056 | 68,000 | 0.13% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 2,457 | 42,000 | 0.08% | ||
| 19 | CITIGROUP INC | 481 | 8,000 | 0.02% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 266 | 4,495 | 0.01% | ||
| 21 | MSI Financial Services Inc | 155 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
