| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 891,098 | 12,743,000 | 32.04% | ||
| 2 | MORGAN STANLEY | 473,752 | 6,775,000 | 17.04% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 336,675 | 4,814,000 | 12.10% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 308,054 | 4,403,000 | 11.07% | ||
| 5 | Advisors Asset Management, Inc. | 274,618 | 3,927,000 | 9.87% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 131,981 | 1,887,000 | 4.74% | ||
| 7 | Invesco Ltd. | 103,644 | 1,482,000 | 3.73% | ||
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 50,776 | 726,000 | 1.83% | ||
| 9 | Shaker Financial Services, LLC | 42,277 | 605,000 | 1.52% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 33,969 | 486,000 | 1.22% | ||
| 11 | DOLIVER ADVISORS, LP | 32,479 | 464,000 | 1.17% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 22,559 | 323,000 | 0.81% | ||
| 13 | Curi Capital, LLC | 21,530 | 308,000 | 0.77% | ||
| 14 | WELLS FARGO & COMPANY/MN | 20,488 | 293,000 | 0.74% | ||
| 15 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 16,138 | 231,000 | 0.58% | ||
| 16 | ROYAL BANK OF CANADA | 6,565 | 94,000 | 0.24% | ||
| 17 | CITIGROUP INC | 5,066 | 73,000 | 0.18% | ||
| 18 | U S GLOBAL INVESTORS INC | 4,372 | 63,000 | 0.16% | ||
| 19 | FineMark National Bank & Trust | 2,500 | 36,000 | 0.09% | ||
| 20 | PNC FINANCIAL SERVICES GROUP, INC. | 1,340 | 19,000 | 0.05% | ||
| 21 | AMERICAN INTERNATIONAL GROUP, INC. | 1,100 | 16,000 | 0.04% | ||
| 22 | MSI Financial Services Inc | 155 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
