| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 961,825 | 16,072,000 | 32.37% | ||
| 2 | MORGAN STANLEY | 537,451 | 8,980,000 | 18.08% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 356,733 | 5,960,000 | 12.00% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 336,675 | 5,626,000 | 11.33% | ||
| 5 | Advisors Asset Management, Inc. | 207,557 | 3,468,000 | 6.98% | ||
| 6 | 1607 Capital Partners, LLC | 169,058 | 2,825,000 | 5.69% | ||
| 7 | Invesco Ltd. | 102,143 | 1,707,000 | 3.44% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 72,674 | 1,214,000 | 2.44% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 66,494 | 1,111,000 | 2.24% | ||
| 10 | Yorktown Management & Research Co Inc | 66,200 | 1,106,000 | 2.23% | ||
| 11 | WELLS FARGO & COMPANY/MN | 42,899 | 717,000 | 1.44% | ||
| 12 | Saba Capital Management, L.P. | 15,932 | 266,000 | 0.54% | ||
| 13 | CITIGROUP INC | 15,031 | 251,000 | 0.51% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 11,809 | 197,000 | 0.40% | ||
| 15 | U S GLOBAL INVESTORS INC | 4,372 | 73,000 | 0.15% | ||
| 16 | FineMark National Bank & Trust | 2,000 | 33,000 | 0.07% | ||
| 17 | AMERICAN INTERNATIONAL GROUP, INC. | 1,100 | 18,381 | 0.04% | ||
| 18 | Tower Research Capital LLC (TRC) | 636 | 11,000 | 0.02% | ||
| 19 | ROYAL BANK OF CANADA | 520 | 9,000 | 0.02% | ||
| 20 | DEUTSCHE BANK AG\ | 500 | 8,000 | 0.02% | ||
| 21 | MSI Financial Services Inc | 155 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
