| 1 |
MORGAN STANLEY |
513,795 |
8,164,000 |
16.93% |
|
|
| 2 |
UBS Group AG |
496,994 |
7,897,000 |
16.37% |
|
|
| 3 |
SIT INVESTMENT ASSOCIATES INC |
467,443 |
7,428,000 |
15.40% |
|
|
| 4 |
GUGGENHEIM CAPITAL LLC |
327,544 |
5,204,000 |
10.79% |
|
|
| 5 |
Advisors Asset Management, Inc. |
310,733 |
4,938,000 |
10.24% |
|
|
| 6 |
Shaker Financial Services, LLC |
209,078 |
3,322,000 |
6.89% |
|
|
| 7 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
194,754 |
3,095,000 |
6.42% |
|
|
| 8 |
Invesco Ltd. |
162,003 |
2,575,000 |
5.34% |
|
|
| 9 |
Laurion Capital Management LP |
112,404 |
1,786,000 |
3.70% |
|
|
| 10 |
CYPRESS WEALTH ADVISORS LLC |
72,293 |
695,000 |
1.44% |
|
|
| 11 |
Saba Capital Management, L.P. |
33,247 |
528,000 |
1.09% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
30,506 |
485,000 |
1.01% |
|
|
| 13 |
Cambridge Investment Research Advisors, Inc. |
18,874 |
300,000 |
0.62% |
|
|
| 14 |
RAYMOND JAMES & ASSOCIATES |
17,505 |
278,000 |
0.58% |
|
|
| 15 |
WELLS FARGO & COMPANY/MN |
17,001 |
270,000 |
0.56% |
|
|
| 16 |
STIFEL FINANCIAL CORP |
16,638 |
263,000 |
0.55% |
|
|
| 17 |
ROBINSON CAPITAL MANAGEMENT, LLC |
15,000 |
238,000 |
0.49% |
|
|
| 18 |
ArrowMark Colorado Holdings LLC |
14,829 |
236,000 |
0.49% |
|
|
| 19 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
11,506 |
183,000 |
0.38% |
|
|
| 20 |
ROYAL BANK OF CANADA |
7,562 |
120,000 |
0.25% |
|
|
| 21 |
ADVISOR GROUP, INC. |
4,500 |
71,000 |
0.15% |
|
|
| 22 |
NEXT Financial Group, Inc |
3,000 |
48,000 |
0.10% |
|
|
| 23 |
FineMark National Bank & Trust |
2,500 |
40,000 |
0.08% |
|
|
| 24 |
Liberty Capital Management, Inc. |
2,500 |
39,000 |
0.08% |
|
|
| 25 |
Winslow, Evans & Crocker, Inc. |
1,326 |
21,056 |
0.04% |
|
|
| 26 |
PENSERRA CAPITAL MANAGEMENT LLC |
160 |
2,000 |
0.00% |
|
|
| 27 |
SEI INVESTMENTS CO |
46 |
1,000 |
0.00% |
|
|
| 28 |
CITIGROUP INC |
72 |
1,000 |
0.00% |
|
|
