| 1 |
UBS Group AG |
978,898 |
15,516,000 |
30.32% |
|
|
| 2 |
MORGAN STANLEY |
497,304 |
7,882,000 |
15.40% |
|
|
| 3 |
GUGGENHEIM CAPITAL LLC |
343,474 |
5,442,000 |
10.64% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
321,675 |
5,099,000 |
9.97% |
|
|
| 5 |
1607 Capital Partners, LLC |
219,256 |
3,475,000 |
6.79% |
|
|
| 6 |
Advisors Asset Management, Inc. |
167,618 |
2,657,000 |
5.19% |
|
|
| 7 |
Invesco Ltd. |
107,036 |
1,697,000 |
3.32% |
|
|
| 8 |
MARINER INVESTMENT GROUP LLC |
91,723 |
1,454,000 |
2.84% |
|
|
| 9 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
61,221 |
970,000 |
1.90% |
|
|
| 10 |
Shaker Financial Services, LLC |
57,460 |
911,000 |
1.78% |
|
|
| 11 |
RAYMOND JAMES & ASSOCIATES |
57,377 |
909,000 |
1.78% |
|
|
| 12 |
Laurion Capital Management LP |
57,036 |
904,000 |
1.77% |
|
|
| 13 |
Saba Capital Management, L.P. |
51,884 |
822,000 |
1.61% |
|
|
| 14 |
WELLS FARGO & COMPANY/MN |
44,705 |
709,000 |
1.39% |
|
|
| 15 |
DOLIVER ADVISORS, LP |
44,139 |
699,000 |
1.37% |
|
|
| 16 |
WOLVERINE ASSET MANAGEMENT LLC |
38,464 |
609,000 |
1.19% |
|
|
| 17 |
SG Americas Securities, LLC |
21,495 |
341,000 |
0.67% |
|
|
| 18 |
BOOTHBAY FUND MANAGEMENT, LLC |
18,153 |
288,000 |
0.56% |
|
|
| 19 |
Virtu KCG Holdings LLC |
17,047 |
270,000 |
0.53% |
|
|
| 20 |
CITIGROUP INC |
11,056 |
175,000 |
0.34% |
|
|
| 21 |
BANK OF AMERICA CORP /DE/ |
6,200 |
98,000 |
0.19% |
|
|
| 22 |
U S GLOBAL INVESTORS INC |
4,372 |
69,000 |
0.13% |
|
|
| 23 |
Thomas J. Herzfeld Advisors, Inc. |
3,001 |
48,000 |
0.09% |
|
|
| 24 |
PNC FINANCIAL SERVICES GROUP, INC. |
2,761 |
44,000 |
0.09% |
|
|
| 25 |
PANAGORA ASSET MANAGEMENT INC |
1,648 |
26,000 |
0.05% |
|
|
| 26 |
ROYAL BANK OF CANADA |
1,596 |
25,000 |
0.05% |
|
|
| 27 |
B. Riley Wealth Advisors, Inc. |
1,250 |
20,000 |
0.04% |
|
|
| 28 |
DEUTSCHE BANK AG\ |
500 |
7,000 |
0.01% |
|
|
| 29 |
MSI Financial Services Inc |
155 |
2,000 |
0.00% |
|
|
