| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 1,106,731 | 19,766,000 | 35.52% | ||
| 2 | MORGAN STANLEY | 388,576 | 6,940,000 | 12.47% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 333,776 | 5,962,000 | 10.71% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 320,858 | 5,731,000 | 10.30% | ||
| 5 | MARINER INVESTMENT GROUP LLC | 206,234 | 3,683,000 | 6.62% | ||
| 6 | 1607 Capital Partners, LLC | 200,043 | 3,573,000 | 6.42% | ||
| 7 | Invesco Ltd. | 91,553 | 1,635,000 | 2.94% | ||
| 8 | Advisors Asset Management, Inc. | 90,873 | 1,623,000 | 2.92% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 71,254 | 1,273,000 | 2.29% | ||
| 10 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 61,789 | 1,104,000 | 1.98% | ||
| 11 | Saba Capital Management, L.P. | 55,584 | 993,000 | 1.78% | ||
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 52,346 | 934,000 | 1.68% | ||
| 13 | WELLS FARGO & COMPANY/MN | 44,634 | 797,000 | 1.43% | ||
| 14 | ROBINSON CAPITAL MANAGEMENT, LLC | 44,843 | 777,000 | 1.40% | ||
| 15 | DOLIVER ADVISORS, LP | 36,181 | 646,000 | 1.16% | ||
| 16 | Kamunting Street Capital Management, L.P. | 3,900 | 70,000 | 0.13% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 3,736 | 67,000 | 0.12% | ||
| 18 | B. Riley Wealth Advisors, Inc. | 1,250 | 22,325 | 0.04% | ||
| 19 | AMERIPRISE FINANCIAL INC | 1,150 | 21,000 | 0.04% | ||
| 20 | ROYAL BANK OF CANADA | 711 | 12,000 | 0.02% | ||
| 21 | DEUTSCHE BANK AG\ | 500 | 8,000 | 0.01% | ||
| 22 | MSI Financial Services Inc | 155 | 3,000 | 0.01% | ||
| 23 | CITIGROUP INC | 113 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
