| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 949,204 | 14,884,000 | 33.88% | ||
| 2 | MORGAN STANLEY | 491,863 | 7,712,000 | 17.55% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 340,104 | 5,338,000 | 12.15% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 336,675 | 5,279,000 | 12.02% | ||
| 5 | Advisors Asset Management, Inc. | 209,805 | 3,290,000 | 7.49% | ||
| 6 | Invesco Ltd. | 99,256 | 1,556,000 | 3.54% | ||
| 7 | SIT INVESTMENT ASSOCIATES INC | 66,538 | 1,043,000 | 2.37% | ||
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 66,029 | 1,035,000 | 2.36% | ||
| 9 | BAIRD FINANCIAL GROUP, INC. | 63,591 | 997,000 | 2.27% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 50,263 | 788,000 | 1.79% | ||
| 11 | WELLS FARGO & COMPANY/MN | 45,738 | 717,000 | 1.63% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 35,019 | 549,000 | 1.25% | ||
| 13 | DOLIVER ADVISORS, LP | 16,242 | 255,000 | 0.58% | ||
| 14 | CITIGROUP INC | 11,406 | 178,000 | 0.41% | ||
| 15 | ROYAL BANK OF CANADA | 6,560 | 103,000 | 0.23% | ||
| 16 | U S GLOBAL INVESTORS INC | 4,372 | 69,000 | 0.16% | ||
| 17 | Tower Research Capital LLC (TRC) | 3,818 | 60,000 | 0.14% | ||
| 18 | FineMark National Bank & Trust | 2,500 | 39,000 | 0.09% | ||
| 19 | PNC FINANCIAL SERVICES GROUP, INC. | 1,299 | 20,000 | 0.05% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 1,100 | 17,248 | 0.04% | ||
| 21 | MSI Financial Services Inc | 155 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
