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WESTERN ASSET HIGH INCM FD I
WESTERN ASSET HIGH INCM FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 73 Institutional holders with a total value of $75,227,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 2,088,628 13,179,000 17.52%
2 GUGGENHEIM CAPITAL LLC 1,780,783 11,234,000 14.93%
3 BESSEMER GROUP INC 1,468,159 9,264,000 12.31%
4 Invesco Ltd. 978,946 6,177,000 8.21%
5 LPL Financial LLC 615,135 3,992,000 5.31%
6 MORGAN STANLEY 484,045 3,054,000 4.06%
7 Vident Investment Advisory, LLC 412,471 2,603,000 3.46%
8 Laurion Capital Management LP 382,452 2,413,000 3.21%
9 Capital Investment Advisors, LLC 344,939 2,177,000 2.89%
10 Windsor Capital Management, LLC 325,521 2,054,000 2.73%
11 PARAMETRIC PORTFOLIO ASSOCIATES LLC 302,868 1,911,000 2.54%
12 Yorktown Management & Research Co Inc 260,000 1,641,000 2.18%
13 RIVERNORTH CAPITAL MANAGEMENT, LLC 253,725 1,601,000 2.13%
14 MARINER INVESTMENT GROUP LLC 228,729 1,443,000 1.92%
15 CREDIT SUISSE AG/ 156,730 989,000 1.31%
16 Cambridge Investment Research Advisors, Inc. 148,294 936,000 1.24%
17 WELLS FARGO & COMPANY/MN 147,241 929,000 1.23%
18 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 144,447 911,000 1.21%
19 New England Investment & Retirement Group, Inc. 119,886 756,000 1.00%
20 Weiss Asset Management LP 99,069 625,000 0.83%
21 SG Americas Securities, LLC 95,744 604,000 0.80%
22 CITIGROUP INC 89,996 568,000 0.76%
23 WOLVERINE ASSET MANAGEMENT LLC 78,320 494,000 0.66%
24 AQR ARBITRAGE LLC 70,468 445,000 0.59%
25 BANK OF AMERICA CORP /DE/ 60,775 383,000 0.51%
26 Cetera Advisor Networks LLC 55,102 345,000 0.46%
27 RAYMOND JAMES & ASSOCIATES 53,214 336,000 0.45%
28 Raymond James Financial Services Advisors, Inc. 49,138 310,000 0.41%
29 STIFEL FINANCIAL CORP 45,332 286,000 0.38%
30 NATIONAL PLANNING CORP 42,781 256,000 0.34%
31 RAYMOND JAMES TRUST N.A. 30,500 192,000 0.26%
32 ALETHEA CAPITAL MANAGEMENT, LLC 29,702 187,000 0.25%
33 BAIRD FINANCIAL GROUP, INC. 28,332 179,000 0.24%
34 CETERA INVESTMENT ADVISERS 27,638 173,000 0.23%
35 Commonwealth Equity Services, Inc 26,735 169,000 0.22%
36 First Allied Advisory Services, Inc. 26,364 167,000 0.22%
37 MSI Financial Services Inc 24,135 152,000 0.20%
38 Bank of New York Mellon Corp 23,300 147,000 0.20%
39 IFP ADVISORS, INC 23,333 147,000 0.20%
40 WILLIAMS JONES & ASSOCIATES LLC 21,500 136,000 0.18%
41 ROYAL BANK OF CANADA 20,864 132,000 0.18%
42 AMERICAN INTERNATIONAL GROUP, INC. 20,452 129,000 0.17%
43 Virtu KCG Holdings LLC 19,638 124,000 0.16%
44 Pekin Hardy Strauss, Inc. 18,500 117,000 0.16%
45 WFG Advisors, LP 16,118 102,000 0.14%
46 Creative Planning 15,761 99,000 0.13%
47 Camarda Financial Advisors, LLC 15,514 98,000 0.13%
48 Investors Capital Advisory Services 14,355 90,000 0.12%
49 Granite Investment Advisors, LLC 14,000 89,000 0.12%
50 Squarepoint Ops LLC 14,000 88,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.