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WESTERN ASSET HIGH INCM FD I
WESTERN ASSET HIGH INCM FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 59 Institutional holders with a total value of $60,351,012.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 1,992,734 18,796,000 31.14%
2 LPL Financial LLC 670,697 6,325,000 10.48%
3 Invesco Ltd. 670,528 6,323,000 10.48%
4 MORGAN STANLEY 655,659 6,183,000 10.25%
5 Windsor Capital Management, LLC 440,486 4,154,000 6.88%
6 Capital Investment Advisors, LLC 362,113 3,415,000 5.66%
7 UBS AG 177,968 1,679,000 2.78%
8 NATIONAL PLANNING CORP 143,788 1,356,000 2.25%
9 SG Americas Securities, LLC 107,777 1,016,000 1.68%
10 BANK OF AMERICA CORP /DE/ 107,626 1,015,000 1.68%
11 BB&T SECURITIES, LLC 10,424 982,000 1.63%
12 WFG Advisors, LP 84,312 795,000 1.32%
13 Raymond James Financial Services Advisors, Inc. 76,091 718,000 1.19%
14 Advisors Asset Management, Inc. 71,667 676,000 1.12%
15 WELLS FARGO & COMPANY/MN 63,196 595,000 0.99%
16 RAYMOND JAMES & ASSOCIATES 61,281 578,000 0.96%
17 BENJAMIN F. EDWARDS & COMPANY, INC. 49,371 466,000 0.77%
18 RAYMOND JAMES TRUST N.A. 36,500 345,000 0.57%
19 Creative Planning 34,102 322,000 0.53%
20 Cambridge Investment Research Advisors, Inc. 33,908 320,000 0.53%
21 AMERICAN INTERNATIONAL GROUP, INC. 32,784 309,153 0.51%
22 GOLDMAN SACHS GROUP INC 31,472 297,000 0.49%
23 Commonwealth Equity Services, Inc 28,991 273,000 0.45%
24 STEEL GROVE CAPITAL ADVISORS, LLC 28,300 267,000 0.44%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 25,507 241,000 0.40%
26 STIFEL FINANCIAL CORP 25,400 240,000 0.40%
27 CITIGROUP INC 24,904 235,000 0.39%
28 Cetera Advisor Networks LLC 24,815 231,000 0.38%
29 Advisors Preferred, LLC 18,874 177,981 0.29%
30 Pekin Hardy Strauss, Inc. 18,500 174,000 0.29%
31 Janney Montgomery Scott LLC 17,775 167,620 0.28%
32 Camarda Financial Advisors, LLC 15,514 146,000 0.24%
33 Virtu KCG Holdings LLC 14,555 137,000 0.23%
34 Granite Investment Advisors, LLC 14,000 132,000 0.22%
35 MSI Financial Services Inc 13,836 130,000 0.22%
36 Investors Capital Advisory Services 13,652 128,000 0.21%
37 Robert W. Baird & Co. Inc 13,595 128,000 0.21%
38 F&V Capital Management, LLC 13,637 128,000 0.21%
39 CREDIT SUISSE AG/ 12,332 116,000 0.19%
40 PNC FINANCIAL SERVICES GROUP, INC. 11,184 106,000 0.18%
41 Bank of New York Mellon Corp 10,795 102,000 0.17%
42 ROYAL BANK OF CANADA 10,625 100,000 0.17%
43 WEDBUSH SECURITIES INC 10,453 99,000 0.16%
44 B. Riley Wealth Advisors, Inc. 5,542 52,258 0.09%
45 D.A. DAVIDSON & CO. 3,007 28,000 0.05%
46 B. Riley Wealth Management, Inc. 2,183 20,000 0.03%
47 Field & Main Bank 2,000 19,000 0.03%
48 WASHINGTON TRUST BANK 2,000 19,000 0.03%
49 DEUTSCHE BANK AG\ 2,000 18,000 0.03%
50 1919 Investment Counsel, LLC 1,576 15,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.