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WESTERN ASSET HIGH INCM FD I
WESTERN ASSET HIGH INCM FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 64 Institutional holders with a total value of $65,935,149.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 2,342,198 18,809,000 28.53%
2 UBS Group AG 1,541,341 12,376,000 18.77%
3 Invesco Ltd. 815,470 6,549,000 9.93%
4 LPL Financial LLC 660,861 5,353,000 8.12%
5 MORGAN STANLEY 567,398 4,557,000 6.91%
6 Windsor Capital Management, LLC 392,797 3,154,000 4.78%
7 Capital Investment Advisors, LLC 73,747 2,361,000 3.58%
8 Shaker Financial Services, LLC 178,904 1,437,000 2.18%
9 MARINER INVESTMENT GROUP LLC 135,695 1,090,000 1.65%
10 NATIONAL PLANNING CORP 83,915 684,000 1.04%
11 WELLS FARGO & COMPANY/MN 78,914 634,000 0.96%
12 AMERICAN INTERNATIONAL GROUP, INC. 72,894 585,339 0.89%
13 BANK OF AMERICA CORP /DE/ 66,874 537,000 0.81%
14 Yorktown Management & Research Co Inc 60,000 482,000 0.73%
15 CREDIT SUISSE AG/ 59,195 475,000 0.72%
16 RAYMOND JAMES & ASSOCIATES 59,015 474,000 0.72%
17 SG Americas Securities, LLC 57,250 460,000 0.70%
18 Advisors Asset Management, Inc. 56,184 451,000 0.68%
19 Cambridge Investment Research Advisors, Inc. 54,140 435,000 0.66%
20 Cetera Advisor Networks LLC 51,750 416,000 0.63%
21 BENJAMIN F. EDWARDS & COMPANY, INC. 46,521 374,000 0.57%
22 ALETHEA CAPITAL MANAGEMENT, LLC 37,585 302,000 0.46%
23 STIFEL FINANCIAL CORP 36,587 294,000 0.45%
24 RAYMOND JAMES TRUST N.A. 36,500 293,000 0.44%
25 DOLIVER ADVISORS, LP 35,079 282,000 0.43%
26 CITIGROUP INC 26,711 215,000 0.33%
27 Creative Planning 26,249 211,000 0.32%
28 Commonwealth Equity Services, Inc 25,470 205,000 0.31%
29 Robert W. Baird & Co. Inc 24,168 194,000 0.29%
30 Virtu KCG Holdings LLC 22,023 177,000 0.27%
31 Pekin Hardy Strauss, Inc. 18,500 149,000 0.23%
32 Bank of New York Mellon Corp 18,300 147,000 0.22%
33 ROYAL BANK OF CANADA 16,351 132,000 0.20%
34 Camarda Financial Advisors, LLC 15,514 125,000 0.19%
35 WFG Advisors, LP 15,508 125,000 0.19%
36 Investors Capital Advisory Services 15,075 121,000 0.18%
37 STEEL GROVE CAPITAL ADVISORS, LLC 14,602 117,000 0.18%
38 Granite Investment Advisors, LLC 14,000 112,000 0.17%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,713 110,000 0.17%
40 WOLVERINE ASSET MANAGEMENT LLC 13,589 109,000 0.17%
41 F&V Capital Management, LLC 13,637 109,000 0.17%
42 JANE STREET GROUP, LLC 11,900 96,000 0.15%
43 Janney Montgomery Scott LLC 10,912 88,000 0.13%
44 First Allied Advisory Services, Inc. 10,300 83,000 0.13%
45 Cetera Advisors LLC 10,000 80,000 0.12%
46 Clearbridge Investments, LLC 7,477 60,000 0.09%
47 Tower Research Capital LLC (TRC) 6,500 52,000 0.08%
48 MSI Financial Services Inc 6,300 51,000 0.08%
49 INTEGRATED WEALTH MANAGEMENT 4,000 32,000 0.05%
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 3,120 25,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.