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WESTERN ASSET HIGH INCM FD I
WESTERN ASSET HIGH INCM FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 62 Institutional holders with a total value of $70,244,707.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 2,365,861 17,838,000 25.39%
2 GUGGENHEIM CAPITAL LLC 2,210,936 16,670,000 23.73%
3 Invesco Ltd. 884,594 6,669,000 9.49%
4 LPL Financial LLC 579,616 4,370,000 6.22%
5 Shaker Financial Services, LLC 371,753 2,803,000 3.99%
6 Windsor Capital Management, LLC 365,784 2,758,000 3.93%
7 MORGAN STANLEY 327,245 2,467,000 3.51%
8 Capital Investment Advisors, LLC 288,090 2,172,000 3.09%
9 Vident Investment Advisory, LLC 267,821 2,019,000 2.87%
10 Yorktown Management & Research Co Inc 260,000 1,960,000 2.79%
11 DOLIVER ADVISORS, LP 95,123 717,000 1.02%
12 WELLS FARGO & COMPANY/MN 83,698 631,000 0.90%
13 RIVERNORTH CAPITAL MANAGEMENT, LLC 82,989 626,000 0.89%
14 WOLVERINE ASSET MANAGEMENT LLC 79,578 600,000 0.85%
15 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 78,200 590,000 0.84%
16 BANK OF AMERICA CORP /DE/ 70,844 534,000 0.76%
17 RAYMOND JAMES & ASSOCIATES 63,530 479,000 0.68%
18 Cetera Advisor Networks LLC 51,750 416,000 0.59%
19 Advisors Asset Management, Inc. 50,790 383,000 0.55%
20 AMERICAN INTERNATIONAL GROUP, INC. 50,259 378,953 0.54%
21 CREDIT SUISSE AG/ 43,725 330,000 0.47%
22 ALETHEA CAPITAL MANAGEMENT, LLC 43,327 327,000 0.47%
23 BENJAMIN F. EDWARDS & COMPANY, INC. 43,206 326,000 0.46%
24 Cambridge Investment Research Advisors, Inc. 41,533 313,000 0.45%
25 RAYMOND JAMES TRUST N.A. 36,500 275,000 0.39%
26 STIFEL FINANCIAL CORP 35,042 264,000 0.38%
27 Curi Capital, LLC 33,522 253,000 0.36%
28 Virtu KCG Holdings LLC 30,864 233,000 0.33%
29 Bank of New York Mellon Corp 28,300 213,000 0.30%
30 BAIRD FINANCIAL GROUP, INC. 27,929 211,000 0.30%
31 Commonwealth Equity Services, Inc 26,756 202,000 0.29%
32 NATIONAL PLANNING CORP 27,697 194,000 0.28%
33 CITIGROUP INC 21,485 162,000 0.23%
34 ROYAL BANK OF CANADA 20,083 152,000 0.22%
35 Creative Planning 18,881 142,000 0.20%
36 Pekin Hardy Strauss, Inc. 18,500 139,000 0.20%
37 WFG Advisors, LP 15,634 118,000 0.17%
38 Camarda Financial Advisors, LLC 15,514 117,000 0.17%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,792 112,000 0.16%
40 Investors Capital Advisory Services 14,605 110,000 0.16%
41 First Allied Advisory Services, Inc. 14,550 110,000 0.16%
42 CLOUGH CAPITAL PARTNERS L P 14,300 108,000 0.15%
43 Granite Investment Advisors, LLC 14,000 106,000 0.15%
44 F&V Capital Management, LLC 13,637 102,000 0.15%
45 MARINER INVESTMENT GROUP LLC 13,105 99,000 0.14%
46 PNC FINANCIAL SERVICES GROUP, INC. 12,917 97,000 0.14%
47 STEEL GROVE CAPITAL ADVISORS, LLC 10,905 82,000 0.12%
48 Clearbridge Investments, LLC 7,476 56,000 0.08%
49 MSI Financial Services Inc 6,100 46,000 0.07%
50 INTEGRATED WEALTH MANAGEMENT 4,000 30,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.