| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tower Research Capital LLC (TRC) | 236 | 3,000 | 0.00% | ||
| 2 | IFP ADVISORS, INC | 300 | 4,000 | 0.00% | ||
| 3 | Financial Architects, Inc | 509 | 7,000 | 0.01% | ||
| 4 | BANK OF MONTREAL /CAN/ | 1,000 | 13,000 | 0.01% | ||
| 5 | DEUTSCHE BANK AG\ | 1,101 | 14,000 | 0.02% | ||
| 6 | MSI Financial Services Inc | 1,100 | 14,000 | 0.02% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,060 | 14,000 | 0.02% | ||
| 8 | Creative Planning | 1,750 | 23,000 | 0.03% | ||
| 9 | ADVISOR GROUP, INC. | 2,375 | 30,000 | 0.03% | ||
| 10 | Thomas J. Herzfeld Advisors, Inc. | 6,306 | 82,000 | 0.09% | ||
| 11 | STEPHENS INC /AR/ | 10,165 | 133,000 | 0.15% | ||
| 12 | WEDBUSH SECURITIES INC | 10,872 | 142,000 | 0.16% | ||
| 13 | D.A. DAVIDSON & CO. | 15,895 | 207,000 | 0.24% | ||
| 14 | LAUREL WEALTH ADVISORS, INC. | 15,916 | 208,000 | 0.24% | ||
| 15 | LPL Financial LLC | 22,867 | 290,000 | 0.33% | ||
| 16 | Clearbridge Investments, LLC | 22,700 | 297,000 | 0.34% | ||
| 17 | MOSAIC FAMILY WEALTH, LLC | 23,399 | 307,000 | 0.35% | ||
| 18 | STIFEL FINANCIAL CORP | 26,120 | 342,000 | 0.39% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 43,028 | 563,000 | 0.64% | ||
| 20 | US BANCORP \DE\ | 48,500 | 634,000 | 0.72% | ||
| 21 | CITIGROUP INC | 56,456 | 739,000 | 0.84% | ||
| 22 | Raymond James Financial Services Advisors, Inc. | 59,624 | 780,000 | 0.89% | ||
| 23 | COHEN & STEERS, INC. | 81,926 | 1,072,000 | 1.22% | ||
| 24 | ROYAL BANK OF CANADA | 106,613 | 1,395,000 | 1.59% | ||
| 25 | DOLIVER ADVISORS, LP | 157,258 | 2,041,000 | 2.33% | ||
| 26 | TERRIL BROTHERS, INC. | 227,315 | 2,973,000 | 3.40% | ||
| 27 | UBS Group AG | 309,202 | 4,045,000 | 4.62% | ||
| 28 | WELLS FARGO & COMPANY/MN | 393,096 | 5,142,000 | 5.87% | ||
| 29 | Invesco Ltd. | 415,258 | 5,432,000 | 6.21% | ||
| 30 | GUGGENHEIM CAPITAL LLC | 670,359 | 8,768,000 | 10.02% | ||
| 31 | Advisors Asset Management, Inc. | 734,248 | 9,604,000 | 10.97% | ||
| 32 | MORGAN STANLEY | 993,025 | 12,989,000 | 14.84% | ||
| 33 | SIT INVESTMENT ASSOCIATES INC | 1,033,782 | 13,522,000 | 15.45% | ||
| 34 | BANK OF AMERICA CORP /DE/ | 1,201,113 | 15,711,000 | 17.95% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
