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FIRST TRUST UK ALPHADEX ETF
FIRST TRUST UK ALPHADEX ETF. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 20 Institutional holders with a total value of $14,234,370.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HighTower Advisors, LLC 167,703 5,854,000 41.13%
2 ACG Wealth 122,324 4,263,000 29.95%
3 MORGAN STANLEY 23,853 832,000 5.85%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,678 720,000 5.06%
5 ROYAL BANK OF CANADA 16,042 559,000 3.93%
6 SG Americas Securities, LLC 11,881 414,000 2.91%
7 WELLS FARGO & COMPANY/MN 10,643 371,000 2.61%
8 BENJAMIN F. EDWARDS & COMPANY, INC. 10,305 359,000 2.52%
9 JANE STREET GROUP, LLC 9,216 321,000 2.26%
10 Virtu KCG Holdings LLC 6,364 222,000 1.56%
11 BANK OF AMERICA CORP /DE/ 6,132 214,000 1.50%
12 UBS Group AG 1,952 68,000 0.48%
13 CLOSE ASSET MANAGEMENT LTD 300 10,000 0.07%
14 WFG Advisors, LP 260 9,000 0.06%
15 PNC FINANCIAL SERVICES GROUP, INC. 221 8,000 0.06%
16 Gradient Investments LLC 107 4,000 0.03%
17 IFP ADVISORS, INC 82 3,000 0.02%
18 Harbour Capital Advisors, LLC 68 2,370 0.02%
19 CRIBSTONE CAPITAL MANAGEMENT, LLC 42 1,000 0.01%
20 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.