| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 1,809,232 | 36,329,000 | 15.28% | ||
| 2 | LAZARD ASSET MANAGEMENT LLC | 1,740,276 | 34,944,000 | 14.70% | ||
| 3 | Karpus Management, Inc. | 1,588,390 | 31,895,000 | 13.42% | ||
| 4 | Gramercy Funds Management LLC | 1,348,408 | 27,076,000 | 11.39% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,070,982 | 21,505,000 | 9.05% | ||
| 6 | 1607 Capital Partners, LLC | 701,814 | 14,092,000 | 5.93% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 404,854 | 8,129,000 | 3.42% | ||
| 8 | Bulldog Investors, LLP | 392,619 | 7,884,000 | 3.32% | ||
| 9 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 360,418 | 7,237,000 | 3.04% | ||
| 10 | MORGAN STANLEY | 260,455 | 5,230,000 | 2.20% | ||
| 11 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 223,484 | 4,499,000 | 1.89% | ||
| 12 | Thomas J. Herzfeld Advisors, Inc. | 217,236 | 4,362,000 | 1.83% | ||
| 13 | Shaker Financial Services, LLC | 195,772 | 3,931,000 | 1.65% | ||
| 14 | DOLIVER ADVISORS, LP | 127,296 | 2,556,000 | 1.08% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 110,493 | 2,219,000 | 0.93% | ||
| 16 | GOLDMAN SACHS GROUP INC | 103,922 | 2,087,000 | 0.88% | ||
| 17 | HSBC HOLDINGS PLC | 95,950 | 1,927,000 | 0.81% | ||
| 18 | WOLVERINE ASSET MANAGEMENT LLC | 95,283 | 1,913,000 | 0.80% | ||
| 19 | Ancora Advisors LLC | 95,000 | 1,908,000 | 0.80% | ||
| 20 | SG Americas Securities, LLC | 89,576 | 1,799,000 | 0.76% | ||
| 21 | CORNERSTONE ADVISORS INC | 71,366 | 1,433,000 | 0.60% | ||
| 22 | 1832 Asset Management L.P. | 70,000 | 1,395,000 | 0.59% | ||
| 23 | Raymond James Financial Services Advisors, Inc. | 63,470 | 1,274,000 | 0.54% | ||
| 24 | PNC FINANCIAL SERVICES GROUP, INC. | 52,275 | 1,051,000 | 0.44% | ||
| 25 | Commonwealth Equity Services, Inc | 49,144 | 987,000 | 0.42% | ||
| 26 | Cetera Advisor Networks LLC | 40,827 | 817,000 | 0.34% | ||
| 27 | GEODE CAPITAL MANAGEMENT, LLC | 39,259 | 788,000 | 0.33% | PRN | |
| 28 | UBS AG | 38,258 | 768,000 | 0.32% | ||
| 29 | Independence Trust CO | 30,541 | 613,000 | 0.26% | ||
| 30 | WELLS FARGO & COMPANY/MN | 26,222 | 526,000 | 0.22% | ||
| 31 | WESBANCO BANK INC | 23,939 | 481,000 | 0.20% | ||
| 32 | ROYAL BANK OF CANADA | 23,806 | 478,000 | 0.20% | ||
| 33 | Heritage Wealth Advisors | 22,735 | 457,000 | 0.19% | ||
| 34 | FIRST TRUST ADVISORS LP | 22,204 | 446,000 | 0.19% | ||
| 35 | LPL Financial LLC | 21,057 | 423,000 | 0.18% | ||
| 36 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 18,921 | 380,000 | 0.16% | ||
| 37 | GUGGENHEIM CAPITAL LLC | 16,948 | 340,000 | 0.14% | ||
| 38 | CS MCKEE LP | 15,500 | 311,000 | 0.13% | ||
| 39 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 14,736 | 296,000 | 0.12% | ||
| 40 | TFS CAPITAL LLC | 14,216 | 285,000 | 0.12% | ||
| 41 | EVERMAY WEALTH MANAGEMENT LLC | 13,468 | 270,000 | 0.11% | ||
| 42 | TIAA CREF TRUST CO FSB/MO | 13,418 | 269,000 | 0.11% | ||
| 43 | NORTHERN TRUST CORP | 12,864 | 258,000 | 0.11% | ||
| 44 | AQR CAPITAL MANAGEMENT LLC | 12,478 | 251,000 | 0.11% | ||
| 45 | Cambridge Investment Research Advisors, Inc. | 12,296 | 247,000 | 0.10% | ||
| 46 | FIRST MERCHANTS CORP | 11,952 | 240,000 | 0.10% | ||
| 47 | HighTower Advisors, LLC | 10,940 | 220,000 | 0.09% | ||
| 48 | Barrett Asset Management, LLC | 8,046 | 162,000 | 0.07% | ||
| 49 | COMMUNITY FINANCIAL SYSTEM, INC. | 8,000 | 161,000 | 0.07% | ||
| 50 | ALLIANCEBERNSTEIN L.P. | 6,977 | 140,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
