| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 1,843,852 | 38,684,000 | 15.44% | ||
| 2 | Karpus Management, Inc. | 1,692,285 | 35,504,000 | 14.17% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 1,389,914 | 29,160,000 | 11.64% | ||
| 4 | Gramercy Funds Management LLC | 1,348,408 | 28,290,000 | 11.29% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,070,982 | 22,469,000 | 8.97% | ||
| 6 | 1607 Capital Partners, LLC | 686,514 | 14,403,000 | 5.75% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 425,127 | 8,919,000 | 3.56% | ||
| 8 | Bulldog Investors, LLP | 392,619 | 8,237,000 | 3.29% | ||
| 9 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 388,747 | 8,156,000 | 3.25% | ||
| 10 | MORGAN STANLEY | 262,965 | 5,517,000 | 2.20% | ||
| 11 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 223,484 | 4,693,000 | 1.87% | ||
| 12 | Thomas J. Herzfeld Advisors, Inc. | 220,626 | 4,629,000 | 1.85% | ||
| 13 | Shaker Financial Services, LLC | 211,582 | 4,439,000 | 1.77% | ||
| 14 | WOLVERINE ASSET MANAGEMENT LLC | 140,377 | 2,945,000 | 1.18% | ||
| 15 | 1832 Asset Management L.P. | 120,000 | 2,519,000 | 1.01% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 111,218 | 2,333,000 | 0.93% | ||
| 17 | GEODE CAPITAL MANAGEMENT, LLC | 107,672 | 2,258,000 | 0.90% | PRN | |
| 18 | DOLIVER ADVISORS, LP | 106,813 | 2,241,000 | 0.89% | ||
| 19 | Ancora Advisors LLC | 95,000 | 1,993,000 | 0.80% | ||
| 20 | SG Americas Securities, LLC | 89,576 | 1,879,000 | 0.75% | ||
| 21 | CORNERSTONE ADVISORS INC | 86,866 | 1,822,000 | 0.73% | ||
| 22 | Raymond James Financial Services Advisors, Inc. | 63,220 | 1,326,000 | 0.53% | ||
| 23 | TFS CAPITAL LLC | 61,965 | 1,300,000 | 0.52% | ||
| 24 | GOLDMAN SACHS GROUP INC | 52,273 | 1,097,000 | 0.44% | ||
| 25 | Zuckerman Investment Group, LLC | 51,525 | 1,081,000 | 0.43% | ||
| 26 | UBS AG | 51,336 | 1,077,000 | 0.43% | ||
| 27 | HSBC HOLDINGS PLC | 50,950 | 1,069,000 | 0.43% | ||
| 28 | PNC FINANCIAL SERVICES GROUP, INC. | 49,373 | 1,035,000 | 0.41% | ||
| 29 | Commonwealth Equity Services, Inc | 49,172 | 1,032,000 | 0.41% | ||
| 30 | Cetera Advisor Networks LLC | 44,545 | 931,000 | 0.37% | ||
| 31 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 43,275 | 908,000 | 0.36% | ||
| 32 | WELLS FARGO & COMPANY/MN | 38,811 | 815,000 | 0.33% | ||
| 33 | Independence Trust CO | 30,541 | 640,000 | 0.26% | ||
| 34 | PDT Partners, LLC | 26,759 | 561,000 | 0.22% | ||
| 35 | ROYAL BANK OF CANADA | 25,581 | 537,000 | 0.21% | ||
| 36 | NORTHERN TRUST CORP | 24,164 | 507,000 | 0.20% | ||
| 37 | LPL Financial LLC | 23,222 | 487,000 | 0.19% | ||
| 38 | FIRST TRUST ADVISORS LP | 22,814 | 479,000 | 0.19% | ||
| 39 | Heritage Wealth Advisors | 22,735 | 477,000 | 0.19% | ||
| 40 | WESBANCO BANK INC | 22,661 | 476,000 | 0.19% | ||
| 41 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 21,380 | 449,000 | 0.18% | ||
| 42 | GUGGENHEIM CAPITAL LLC | 16,948 | 356,000 | 0.14% | ||
| 43 | Cambridge Investment Research Advisors, Inc. | 16,631 | 349,000 | 0.14% | ||
| 44 | Virtu KCG Holdings LLC | 16,335 | 343,000 | 0.14% | ||
| 45 | CS MCKEE LP | 15,500 | 325,000 | 0.13% | ||
| 46 | EVERMAY WEALTH MANAGEMENT LLC | 13,468 | 283,000 | 0.11% | ||
| 47 | TIAA CREF TRUST CO FSB/MO | 13,418 | 282,000 | 0.11% | ||
| 48 | HighTower Advisors, LLC | 12,994 | 273,000 | 0.11% | ||
| 49 | BINGHAM OSBORN & SCARBOROUGH LLC | 11,330 | 238,000 | 0.09% | ||
| 50 | COMMUNITY FINANCIAL SYSTEM, INC. | 8,000 | 168,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
