| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,543,742 | 34,040,000 | 15.96% | ||
| 2 | Karpus Management, Inc. | 1,493,414 | 32,930,000 | 15.44% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 822,013 | 18,125,000 | 8.50% | ||
| 4 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 615,204 | 13,566,000 | 6.36% | ||
| 5 | LAZARD ASSET MANAGEMENT LLC | 501,675 | 11,061,000 | 5.19% | ||
| 6 | 1607 Capital Partners, LLC | 450,398 | 9,931,000 | 4.66% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 448,807 | 9,896,000 | 4.64% | ||
| 8 | Bulldog Investors, LLP | 313,691 | 6,917,000 | 3.24% | ||
| 9 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 313,408 | 6,911,000 | 3.24% | ||
| 10 | Thomas J. Herzfeld Advisors, Inc. | 222,821 | 4,913,000 | 2.30% | ||
| 11 | CORNERSTONE ADVISORS INC | 214,784 | 4,736,000 | 2.22% | ||
| 12 | DESCHUTES PORTFOLIO STRATEGY, LLC | 192,158 | 4,237,000 | 1.99% | ||
| 13 | Gramercy Funds Management LLC | 190,685 | 4,205,000 | 1.97% | ||
| 14 | MORGAN STANLEY | 189,526 | 4,179,000 | 1.96% | ||
| 15 | WELLS FARGO & COMPANY/MN | 167,719 | 3,698,000 | 1.73% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 162,900 | 3,591,000 | 1.68% | ||
| 17 | CITIGROUP INC | 132,608 | 2,924,000 | 1.37% | ||
| 18 | 1832 Asset Management L.P. | 120,000 | 2,646,000 | 1.24% | ||
| 19 | GEODE CAPITAL MANAGEMENT, LLC | 99,398 | 2,191,000 | 1.03% | ||
| 20 | Yorktown Management & Research Co Inc | 95,000 | 2,095,000 | 0.98% | ||
| 21 | MANNING & NAPIER ADVISORS LLC | 94,943 | 2,092,000 | 0.98% | PRN | |
| 22 | Signature Financial Management, Inc. | 86,114 | 1,899,000 | 0.89% | ||
| 23 | KELMAN-LAZAROV, INC. | 69,718 | 1,537,281 | 0.72% | ||
| 24 | ROYAL BANK OF CANADA | 69,709 | 1,537,000 | 0.72% | ||
| 25 | GUGGENHEIM CAPITAL LLC | 65,351 | 1,441,000 | 0.68% | ||
| 26 | Curi Capital, LLC | 63,998 | 1,411,000 | 0.66% | ||
| 27 | Commonwealth Equity Services, Inc | 63,395 | 1,398,000 | 0.66% | ||
| 28 | Ancora Advisors LLC | 62,147 | 1,371,000 | 0.64% | ||
| 29 | PNC FINANCIAL SERVICES GROUP, INC. | 60,035 | 1,323,000 | 0.62% | ||
| 30 | PREMIER FUND MANAGERS LTD | 50,000 | 1,105,000 | 0.52% | ||
| 31 | RB CAPITAL MANAGEMENT, LLC | 49,426 | 1,090,000 | 0.51% | ||
| 32 | BRINKER CAPITAL INC | 44,896 | 990,000 | 0.46% | ||
| 33 | UBS Group AG | 44,519 | 982,000 | 0.46% | ||
| 34 | Raymond James Financial Services Advisors, Inc. | 43,313 | 955,000 | 0.45% | ||
| 35 | Zuckerman Investment Group, LLC | 39,200 | 864,000 | 0.41% | ||
| 36 | LPL Financial LLC | 38,024 | 843,000 | 0.40% | ||
| 37 | Creative Planning | 31,533 | 695,000 | 0.33% | ||
| 38 | FIRST TRUST ADVISORS LP | 31,252 | 689,000 | 0.32% | ||
| 39 | Shaker Financial Services, LLC | 28,241 | 623,000 | 0.29% | ||
| 40 | HighTower Advisors, LLC | 27,815 | 611,000 | 0.29% | ||
| 41 | Invesco Ltd. | 26,590 | 586,000 | 0.27% | ||
| 42 | AQR ARBITRAGE LLC | 26,168 | 577,000 | 0.27% | ||
| 43 | St. James Investment Company, LLC | 25,640 | 565,000 | 0.26% | ||
| 44 | Heritage Wealth Advisors | 22,735 | 501,000 | 0.23% | ||
| 45 | SEARLE & CO. | 19,909 | 439,000 | 0.21% | ||
| 46 | AMERICAN ASSET MANAGEMENT INC. | 18,650 | 411,000 | 0.19% | ||
| 47 | SII INVESTMENTS INC/WI | 18,252 | 403,000 | 0.19% | ||
| 48 | Ameritas Investment Partners, Inc. | 15,566 | 343,000 | 0.16% | ||
| 49 | EVERMAY WEALTH MANAGEMENT LLC | 13,467 | 297,000 | 0.14% | ||
| 50 | Cetera Advisor Networks LLC | 13,108 | 291,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
