| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,991,969 | 39,760,000 | 17.03% | ||
| 2 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,782,268 | 35,681,000 | 15.28% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,247,728 | 24,905,000 | 10.67% | ||
| 4 | LAZARD ASSET MANAGEMENT LLC | 1,120,431 | 22,363,000 | 9.58% | ||
| 5 | Gramercy Funds Management LLC | 1,077,514 | 21,507,000 | 9.21% | ||
| 6 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 522,673 | 10,433,000 | 4.47% | ||
| 7 | 1607 Capital Partners, LLC | 486,998 | 9,720,000 | 4.16% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 455,698 | 9,096,000 | 3.90% | ||
| 9 | Bulldog Investors, LLP | 313,691 | 6,271,000 | 2.69% | ||
| 10 | Thomas J. Herzfeld Advisors, Inc. | 245,932 | 4,909,000 | 2.10% | ||
| 11 | 1832 Asset Management L.P. | 120,000 | 4,045,000 | 1.73% | ||
| 12 | MORGAN STANLEY | 198,015 | 3,952,000 | 1.69% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 168,050 | 3,354,000 | 1.44% | ||
| 14 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 157,964 | 3,153,000 | 1.35% | ||
| 15 | MANNING & NAPIER ADVISORS LLC | 117,840 | 2,351,000 | 1.01% | PRN | |
| 16 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 96,756 | 1,931,000 | 0.83% | ||
| 17 | Signature Financial Management, Inc. | 86,114 | 1,719,000 | 0.74% | ||
| 18 | Raymond James Financial Services Advisors, Inc. | 78,401 | 1,565,000 | 0.67% | ||
| 19 | CITIGROUP INC | 77,995 | 1,557,000 | 0.67% | ||
| 20 | LPL Financial LLC | 72,952 | 1,439,000 | 0.62% | ||
| 21 | Yorktown Management & Research Co Inc | 70,239 | 1,402,000 | 0.60% | ||
| 22 | WELLS FARGO & COMPANY/MN | 69,966 | 1,397,000 | 0.60% | ||
| 23 | PNC FINANCIAL SERVICES GROUP, INC. | 69,837 | 1,393,000 | 0.60% | ||
| 24 | GEODE CAPITAL MANAGEMENT, LLC | 68,761 | 1,372,000 | 0.59% | PRN | |
| 25 | Ancora Advisors LLC | 62,000 | 1,238,000 | 0.53% | ||
| 26 | KELMAN-LAZAROV, INC. | 60,300 | 1,205,000 | 0.52% | ||
| 27 | Commonwealth Equity Services, Inc | 56,618 | 1,130,000 | 0.48% | ||
| 28 | GUGGENHEIM CAPITAL LLC | 56,330 | 1,125,000 | 0.48% | ||
| 29 | DESCHUTES PORTFOLIO STRATEGY, LLC | 53,100 | 1,060,000 | 0.45% | ||
| 30 | PREMIER FUND MANAGERS LTD | 50,000 | 1,001,000 | 0.43% | ||
| 31 | Shaker Financial Services, LLC | 49,274 | 984,000 | 0.42% | ||
| 32 | BRINKER CAPITAL INC | 47,385 | 945,000 | 0.40% | ||
| 33 | ROYAL BANK OF CANADA | 47,007 | 938,000 | 0.40% | ||
| 34 | UBS Group AG | 43,074 | 859,000 | 0.37% | ||
| 35 | AQR ARBITRAGE LLC | 39,219 | 783,000 | 0.34% | ||
| 36 | Cambridge Investment Research Advisors, Inc. | 34,837 | 695,000 | 0.30% | ||
| 37 | COMMERCE BANK | 34,821 | 695,000 | 0.30% | ||
| 38 | HighTower Advisors, LLC | 27,196 | 544,000 | 0.23% | ||
| 39 | Creative Planning | 26,108 | 521,000 | 0.22% | ||
| 40 | Heritage Wealth Advisors | 22,735 | 454,000 | 0.19% | ||
| 41 | AMERIPRISE FINANCIAL INC | 20,084 | 401,000 | 0.17% | ||
| 42 | FIRST TRUST ADVISORS LP | 18,159 | 362,000 | 0.16% | ||
| 43 | NORTHERN TRUST CORP | 17,605 | 352,000 | 0.15% | ||
| 44 | Ameritas Investment Partners, Inc. | 15,566 | 310,000 | 0.13% | ||
| 45 | CS MCKEE LP | 15,500 | 309,000 | 0.13% | ||
| 46 | TFS CAPITAL LLC | 15,105 | 301,000 | 0.13% | ||
| 47 | SII INVESTMENTS INC/WI | 14,335 | 286,000 | 0.12% | ||
| 48 | DOLIVER ADVISORS, LP | 14,121 | 282,000 | 0.12% | ||
| 49 | WESBANCO BANK INC | 13,661 | 273,000 | 0.12% | ||
| 50 | EVERMAY WEALTH MANAGEMENT LLC | 13,467 | 269,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
