| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,891,856 | 40,088,000 | 15.72% | ||
| 2 | Karpus Management, Inc. | 1,797,336 | 38,086,000 | 14.93% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 1,355,314 | 28,719,000 | 11.26% | ||
| 4 | Gramercy Funds Management LLC | 1,208,288 | 25,604,000 | 10.04% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,126,184 | 23,864,000 | 9.36% | ||
| 6 | 1607 Capital Partners, LLC | 621,768 | 13,175,000 | 5.17% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 465,697 | 9,868,000 | 3.87% | ||
| 8 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 405,352 | 8,589,000 | 3.37% | ||
| 9 | Bulldog Investors, LLP | 392,619 | 8,320,000 | 3.26% | ||
| 10 | MORGAN STANLEY | 286,962 | 6,080,000 | 2.38% | ||
| 11 | Thomas J. Herzfeld Advisors, Inc. | 218,416 | 4,628,000 | 1.81% | ||
| 12 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 166,089 | 3,519,000 | 1.38% | ||
| 13 | ENVESTNET ASSET MANAGEMENT INC | 159,931 | 3,389,000 | 1.33% | ||
| 14 | WOLVERINE ASSET MANAGEMENT LLC | 153,651 | 3,255,000 | 1.28% | ||
| 15 | Shaker Financial Services, LLC | 147,258 | 3,120,000 | 1.22% | ||
| 16 | GEODE CAPITAL MANAGEMENT, LLC | 146,146 | 3,096,000 | 1.21% | PRN | |
| 17 | BANK OF AMERICA CORP /DE/ | 138,523 | 2,935,000 | 1.15% | ||
| 18 | CORNERSTONE ADVISORS INC | 132,379 | 2,805,000 | 1.10% | ||
| 19 | 1832 Asset Management L.P. | 120,000 | 2,540,000 | 1.00% | ||
| 20 | Yorktown Management & Research Co Inc | 100,239 | 2,124,000 | 0.83% | ||
| 21 | WELLS FARGO & COMPANY/MN | 84,894 | 1,799,000 | 0.71% | ||
| 22 | Independence Trust CO | 68,501 | 1,451,000 | 0.57% | ||
| 23 | PNC FINANCIAL SERVICES GROUP, INC. | 62,787 | 1,331,000 | 0.52% | ||
| 24 | Ancora Advisors LLC | 60,000 | 1,271,000 | 0.50% | ||
| 25 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 56,590 | 1,199,000 | 0.47% | ||
| 26 | DOLIVER ADVISORS, LP | 56,405 | 1,195,000 | 0.47% | ||
| 27 | Commonwealth Equity Services, Inc | 50,386 | 1,068,000 | 0.42% | ||
| 28 | COMMERCE BANK | 47,212 | 1,001,000 | 0.39% | ||
| 29 | ROYAL BANK OF CANADA | 45,951 | 974,000 | 0.38% | ||
| 30 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 44,394 | 941,000 | 0.37% | ||
| 31 | LPL Financial LLC | 41,797 | 886,000 | 0.35% | ||
| 32 | HSBC HOLDINGS PLC | 40,950 | 868,000 | 0.34% | ||
| 33 | UBS Group AG | 33,656 | 713,000 | 0.28% | ||
| 34 | GUGGENHEIM CAPITAL LLC | 28,162 | 597,000 | 0.23% | ||
| 35 | Cambridge Investment Research Advisors, Inc. | 27,894 | 591,000 | 0.23% | ||
| 36 | TIAA CREF TRUST CO FSB/MO | 24,226 | 513,000 | 0.20% | ||
| 37 | Heritage Wealth Advisors | 22,735 | 481,000 | 0.19% | ||
| 38 | FIRST TRUST ADVISORS LP | 22,654 | 480,000 | 0.19% | ||
| 39 | SUNTRUST BANKS INC | 19,797 | 419,000 | 0.16% | ||
| 40 | HighTower Advisors, LLC | 19,268 | 408,000 | 0.16% | ||
| 41 | WESBANCO BANK INC | 17,361 | 368,000 | 0.14% | ||
| 42 | CS MCKEE LP | 15,500 | 328,000 | 0.13% | ||
| 43 | AQR ARBITRAGE LLC | 14,253 | 302,000 | 0.12% | ||
| 44 | Virtu KCG Holdings LLC | 13,497 | 286,000 | 0.11% | ||
| 45 | EVERMAY WEALTH MANAGEMENT LLC | 13,467 | 285,000 | 0.11% | ||
| 46 | OPPENHEIMER & CO INC | 12,878 | 273,000 | 0.11% | ||
| 47 | Cetera Advisor Networks LLC | 10,990 | 239,000 | 0.09% | ||
| 48 | NORTHERN TRUST CORP | 10,364 | 220,000 | 0.09% | ||
| 49 | Community Bank, N.A. | 6,800 | 144,000 | 0.06% | ||
| 50 | Barrett Asset Management, LLC | 5,746 | 122,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
