| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 1,948,953 | 42,273,000 | 15.94% | ||
| 2 | Karpus Management, Inc. | 1,721,259 | 37,334,000 | 14.08% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 1,362,914 | 29,561,000 | 11.15% | ||
| 4 | Gramercy Funds Management LLC | 1,220,747 | 26,478,000 | 9.98% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,119,584 | 24,284,000 | 9.16% | ||
| 6 | 1607 Capital Partners, LLC | 659,014 | 14,294,000 | 5.39% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 460,963 | 9,998,000 | 3.77% | ||
| 8 | Bulldog Investors, LLP | 392,619 | 8,516,000 | 3.21% | ||
| 9 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 381,204 | 8,268,000 | 3.12% | ||
| 10 | MORGAN STANLEY | 280,003 | 6,073,000 | 2.29% | ||
| 11 | Thomas J. Herzfeld Advisors, Inc. | 210,010 | 4,555,000 | 1.72% | ||
| 12 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 189,166 | 4,120,000 | 1.55% | ||
| 13 | ENVESTNET ASSET MANAGEMENT INC | 174,987 | 3,795,000 | 1.43% | ||
| 14 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 151,085 | 3,272,000 | 1.23% | ||
| 15 | GEODE CAPITAL MANAGEMENT, LLC | 149,062 | 3,233,000 | 1.22% | PRN | |
| 16 | CORNERSTONE ADVISORS INC | 136,207 | 2,954,000 | 1.11% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 131,557 | 2,853,000 | 1.08% | ||
| 18 | Ancora Advisors LLC | 0 | 2,824,000 | 1.06% | ||
| 19 | 1832 Asset Management L.P. | 120,000 | 2,607,000 | 0.98% | ||
| 20 | WELLS FARGO & COMPANY/MN | 111,173 | 2,411,000 | 0.91% | ||
| 21 | Shaker Financial Services, LLC | 110,927 | 2,406,000 | 0.91% | ||
| 22 | Yorktown Management & Research Co Inc | 100,239 | 2,174,000 | 0.82% | ||
| 23 | Independence Trust CO | 84,000 | 1,821,000 | 0.69% | ||
| 24 | SG Americas Securities, LLC | 75,817 | 1,644,000 | 0.62% | ||
| 25 | Raymond James Financial Services Advisors, Inc. | 57,467 | 1,246,000 | 0.47% | ||
| 26 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 55,587 | 1,206,000 | 0.45% | ||
| 27 | Commonwealth Equity Services, Inc | 53,513 | 1,161,000 | 0.44% | ||
| 28 | PNC FINANCIAL SERVICES GROUP, INC. | 52,373 | 1,135,000 | 0.43% | ||
| 29 | COMMERCE BANK | 47,212 | 1,024,000 | 0.39% | ||
| 30 | ROYAL BANK OF CANADA | 46,513 | 1,009,000 | 0.38% | ||
| 31 | DOLIVER ADVISORS, LP | 45,850 | 994,000 | 0.37% | ||
| 32 | HSBC HOLDINGS PLC | 40,950 | 888,000 | 0.33% | ||
| 33 | UBS Group AG | 39,485 | 857,000 | 0.32% | ||
| 34 | LPL Financial LLC | 38,268 | 825,000 | 0.31% | ||
| 35 | MARINER INVESTMENT GROUP LLC | 28,540 | 619,000 | 0.23% | ||
| 36 | GUGGENHEIM CAPITAL LLC | 27,987 | 607,000 | 0.23% | ||
| 37 | Cambridge Investment Research Advisors, Inc. | 23,653 | 513,000 | 0.19% | ||
| 38 | Heritage Wealth Advisors | 22,735 | 493,000 | 0.19% | ||
| 39 | FIRST TRUST ADVISORS LP | 22,054 | 478,000 | 0.18% | ||
| 40 | HighTower Advisors, LLC | 20,651 | 448,000 | 0.17% | ||
| 41 | WESBANCO BANK INC | 19,961 | 433,000 | 0.16% | ||
| 42 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 15,965 | 346,000 | 0.13% | ||
| 43 | CS MCKEE LP | 15,500 | 336,000 | 0.13% | ||
| 44 | EVERMAY WEALTH MANAGEMENT LLC | 13,467 | 292,000 | 0.11% | ||
| 45 | TIAA CREF TRUST CO FSB/MO | 13,188 | 286,000 | 0.11% | ||
| 46 | OPPENHEIMER & CO INC | 12,878 | 279,000 | 0.11% | ||
| 47 | Cetera Advisor Networks LLC | 10,990 | 239,000 | 0.09% | ||
| 48 | NORTHERN TRUST CORP | 10,364 | 225,000 | 0.08% | ||
| 49 | Context Capital Management, LLC | 10,300 | 223,000 | 0.08% | ||
| 50 | WOLVERINE ASSET MANAGEMENT LLC | 7,798 | 169,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
